http://traderupdates.nyse.com/ NYSE Trader en Copyright 2012 Mon, 06 Feb 2012 14:32:32 -0500 http://www.sixapart.com/movabletype/ http://blogs.law.harvard.edu/tech/rss Technical Specification Changes Required – The format and content of Crossing Session 2 will be changing http://traderupdates.nyse.com/2012/02/changes_to_format_and_content.html http://traderupdates.nyse.com/2012/02/changes_to_format_and_content.html Technical Mon, 06 Feb 2012 14:32:32 -0500 NASDAQ-listed UTP Symbols]]> http://traderupdates.nyse.com/2012/02/update_nyse_amex_trading_of_na_14.html http://traderupdates.nyse.com/2012/02/update_nyse_amex_trading_of_na_14.html Mon, 06 Feb 2012 07:13:03 -0500 NASDAQ-listed UTP Symbols]]> http://traderupdates.nyse.com/2012/02/update_nyse_amex_trading_of_na_13.html http://traderupdates.nyse.com/2012/02/update_nyse_amex_trading_of_na_13.html Wed, 01 Feb 2012 09:59:19 -0500 NYSE’s Joint Customer Routing System will be deactivated on Monday, February 6, 2012. JCRS allowed customers to reach the NYSE Arca trading system and NYSE Arca-listed securities using their NYSE Common Customer Gateway connections. http://traderupdates.nyse.com/2012/01/jcrs_to_be_deactivated_on_mond.html http://traderupdates.nyse.com/2012/01/jcrs_to_be_deactivated_on_mond.html Technical Mon, 30 Jan 2012 14:10:29 -0500 In October 2011, the NYSE and NYSE Amex announced the introduction of a first-of-its-kind Retail Liquidity Program, pending SEC approval, that would produce cost savings for individual investors through price improvement to retail order flow. Below we note two clarifications to the initial Trader Alert of October 25, 2011: http://traderupdates.nyse.com/2012/01/nyse_and_nyse_amex_retail_liqu.html http://traderupdates.nyse.com/2012/01/nyse_and_nyse_amex_retail_liqu.html Technical Thu, 26 Jan 2012 10:00:00 -0500 On January 17, 2012, NYSE/NYSE Amex will begin implementation of two changes to the operation of pegging e-Quotes. http://traderupdates.nyse.com/2012/01/enhancement_to_pegging_orders.html http://traderupdates.nyse.com/2012/01/enhancement_to_pegging_orders.html Technical Fri, 13 Jan 2012 16:30:27 -0500 Effective January 1, 2012, pending SEC filing, NYSE and NYSE Amex establish the following changes to the equities trading schedules for all securities: http://traderupdates.nyse.com/2012/01/nyse_and_nyse_amex_fees_change.html http://traderupdates.nyse.com/2012/01/nyse_and_nyse_amex_fees_change.html NYSE Amex Operations Wed, 04 Jan 2012 12:54:46 -0500 NASDAQ-listed UTP Symbols]]> http://traderupdates.nyse.com/2011/12/update_nyse_amex_trading_of_na_12.html http://traderupdates.nyse.com/2011/12/update_nyse_amex_trading_of_na_12.html Securities Tue, 27 Dec 2011 11:24:45 -0500 Due to a systemic issue that caused queuing of customer orders entering through NYSE Broker Systems, last night’s closing auction for the bulk of our listed companies was delayed until approximately 4:05 pm to ensure that all customer interest could participate. The root cause of the order queuing is currently under review. Going forward, if there is a need to hold the close due to systemic issues, we will send a market wide notice to customers informing them of the event at 4:00 pm. Finally, we would like to apologize for any inconvenience that the slower closing auction may have caused you or your customers. http://traderupdates.nyse.com/2011/12/last_nights_nyse_and_nyse_amex.html http://traderupdates.nyse.com/2011/12/last_nights_nyse_and_nyse_amex.html Operations Wed, 21 Dec 2011 10:54:37 -0500 NYSE NYSE Amex ]]> http://traderupdates.nyse.com/2011/11/single_stock_circuit_breaker_u.html http://traderupdates.nyse.com/2011/11/single_stock_circuit_breaker_u.html Operations Wed, 23 Nov 2011 15:50:48 -0500

Member Organizations that route orders to the NYSE Broker Systems must populate their firm’s Market Participant Identifier (“MPID”) as prescribed in the Common Customer Gateway informational memo dated June 7, 2011 (linked below)

]]> http://traderupdates.nyse.com/2011/11/oats_expansion_phaseout_of_ots.html http://traderupdates.nyse.com/2011/11/oats_expansion_phaseout_of_ots.html Operations Mon, 21 Nov 2011 10:58:00 -0500 The subscription-based “Done for Day” service for NYSE and NYSE Amex Equities immediately returns an unsolicited “UROUT” message for all open Day orders following each individual security’s closing trade. For securities that do not have a closing transaction, an unsolicited “UROUT” message is returned at the designated 5:15 p.m. ET cutoff time. In response to customer requests, beginning Monday, November 21, 2011, the NYSE will move the “Done for Day” cutoff time earlier to 4:45 p.m. For any questions or to subscribe to the “Done for Day” service, please contact • your Relationship manager • Firm Testing at (888) 689-7739 Option 2 • Email: firmtesting@nyx.com. http://traderupdates.nyse.com/2011/11/nyse_done_for_day_subscription_1.html http://traderupdates.nyse.com/2011/11/nyse_done_for_day_subscription_1.html Operations Tue, 15 Nov 2011 16:04:17 -0500
Retail Orders (RO) – This program will offer a new pool of price improvement liquidity to Retail Member Organizations (RMOs) who will be eligible to submit certain retail order flow, generally defined as unmodified agency orders that originate from a natural person, to the Exchange as a Retail Order (RO). ]]> http://traderupdates.nyse.com/2011/10/nyse_and_nyse_amex_introduce_n.html http://traderupdates.nyse.com/2011/10/nyse_and_nyse_amex_introduce_n.html Operations Tue, 25 Oct 2011 13:21:28 -0500 NASDAQ-listed UTP Symbols]]> http://traderupdates.nyse.com/2011/10/update_nyse_amex_trading_of_na_11.html http://traderupdates.nyse.com/2011/10/update_nyse_amex_trading_of_na_11.html Securities Mon, 17 Oct 2011 15:00:00 -0500 Effective October 17, 2011, the NYSE and NYSE Amex will require Member Organizations that route orders (and cancel/replacement requests) to the NYSE Broker Systems to populate their firm’s Market Participant Identifier (“MPID”) as prescribed in the Common Customer Gateway informational memo dated June 7, 2011, subject “CCG Support for Market Participant ID (MPID) for Broker OATS Reporting”. In addition, when entering orders manually into the Broker Booth Support System, Floor brokers must include the sending firm’s MPID. ]]> http://traderupdates.nyse.com/2011/10/broker_oats_mpid_requirements.html http://traderupdates.nyse.com/2011/10/broker_oats_mpid_requirements.html Technical Fri, 14 Oct 2011 11:17:36 -0500