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      <title>NYSE Trader</title>
      <link>http://traderupdates.nyse.com/</link>
      <description>NYSE Trader</description>
      <language>en</language>
      <copyright>Copyright 2009</copyright>
      <lastBuildDate>Fri, 20 Nov 2009 16:17:10 -0500</lastBuildDate>
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            <item>
         <title>CEE Electronic Submission Form to go live Monday, November 23, 2009</title>
         <description><![CDATA[As previously announced, starting Monday, November 23, 2009 customer requests for CEE (Clearly Erroneous Execution) reviews for NYSE, NYSE Arca & NYSE Amex will be processed using a new web-based submission form available via the easy shortcut <a href="http://www.nyx.com/CEE"> nyx.com/CEE</a> which may be pasted directly into the address field of your web browser. You may also wish to bookmark <a href="http://www.nyx.com/CEE">www.nyx.com/CEE</a> for future reference.   
<br>
Our Trade Support staff stands ready to assist with questions about entering CEEs at 866-368-3375 (NYSE and NYSE Amex) and 888-513-9873 (NYSE Arca). Detailed information about current CEE submission guidelines are available at:
<br>
<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/CEE_Policies_Email_Submission_Guidelines.pdf">NYSE  & NYSE Amex Submission Guidelines</a>
<br>
<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/CEE_Notice.pdf">NYSE Arca Submission Guidelines</a>]]></description>
         <link>http://traderupdates.nyse.com/2009/11/cee_electronic_submission_form.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/cee_electronic_submission_form.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Fri, 20 Nov 2009 16:17:10 -0500</pubDate>
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         <title>New CEE Review Request Submission Form Goes Live on Monday 11/23/09</title>
         <description>Beginning next Monday, November 23, 2009, customers of NYSE Euronext&apos;s U.S. cash equities markets will have access to a web-based service for submitting Clearly Erroneous Execution review requests. The new CEE submission process is designed to speed and simplify entry of review requests while helping customers meet the deadline for providing all the relevant execution information, which is typically 30 minutes after execution. </description>
         <link>http://traderupdates.nyse.com/2009/11/new_cee_review_request_submiss.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/new_cee_review_request_submiss.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Tue, 17 Nov 2009 15:23:26 -0500</pubDate>
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         <title>New Closing Offset Order Type</title>
         <description>Pending SEC approval, the NYSE will introduce - on a date to be announced - a new Closing Offset (“CO”) order that will participate in the closing trade on the opposite side of any imbalance.  The introduction of the CO order is part of a comprehensive change to the Closing procedures described in the appended rule filings, which include changes to the time parameters governing submission and cancellation of MOC/LOC orders.

</description>
         <link>http://traderupdates.nyse.com/2009/11/pending_sec_approval_the_nyse.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/pending_sec_approval_the_nyse.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Product News</category>
        
        
         <pubDate>Mon, 16 Nov 2009 16:52:55 -0500</pubDate>
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         <title>Automatic Cancelation of Partially Executed/Canceled GTC Orders &amp; Done for Day Subscription Service Update</title>
         <description>Pending SEC approval, the NYSE will institute a temporary processing change to automatically cancel all open GTC orders and replacement orders that received a partial fill or were partially canceled during the trading day.  Customers should expect to receive an unsolicited &quot;UROUT&quot; at approximately 4:30 p.m.</description>
         <link>http://traderupdates.nyse.com/2009/11/automatic_cancelation_of_parti.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/automatic_cancelation_of_parti.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Product News</category>
        
        
         <pubDate>Wed, 11 Nov 2009 15:44:31 -0500</pubDate>
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            <item>
         <title><![CDATA[NYSE to Accept & Process Sub-penny Priced Orders &lt; $1 without rounding]]></title>
         <description><![CDATA[The New York Stock Exchange will implement changes to accept limit and stop orders priced less than $1 entered in sub-pennies for all securities listed on both the NYSE and NYSE Amex <strong><em>without rounding </em></strong>such prices to the nearest whole penny.  Orders priced equal to or greater than $1 entered in sub-pennies will continue to be rejected, as is done today.  Pursuant to Regulation NMS Rule 162, limit orders priced under $1 in increments smaller than .0001 will be rejected.  Please refer to the attached link for additional technical details. ]]></description>
         <link>http://traderupdates.nyse.com/2009/11/nyse_to_accept_process_subpenn.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/nyse_to_accept_process_subpenn.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Fri, 06 Nov 2009 15:54:01 -0500</pubDate>
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         <title>NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing</title>
         <description>As previously announced in the September 8, 2009 NYSE Trader update, the NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. In support of that effort, by mid November, 2009 the NYSE plans to support member firm testing in the User Acceptance Test (UAT) environment during normal business hours. </description>
         <link>http://traderupdates.nyse.com/2009/11/nyse_amex_trading_of_nasdaq_sy.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/nyse_amex_trading_of_nasdaq_sy.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">NYSE Amex </category>
        
        
         <pubDate>Wed, 04 Nov 2009 11:04:16 -0500</pubDate>
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         <title>NYSE will Trade CIT today</title>
         <description><![CDATA[NYSE to Suspend Trading in CIT Group Inc. and Related Securities Moves to Remove from the List<br><br>NEW YORK, November 2, 2009 – NYSE Regulation, Inc. (“NYSE Regulation”) announced today that it determined that the common stock of CIT Group Inc. (the “Company”) – ticker symbol CIT – as well as the 3 related listed securities below, should be suspended prior to the market opening on Tuesday, November 3, 2009. 

]]></description>
         <link>http://traderupdates.nyse.com/2009/11/nyse_will_trade_cit_today.html</link>
         <guid>http://traderupdates.nyse.com/2009/11/nyse_will_trade_cit_today.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Securities</category>
        
        
         <pubDate>Mon, 02 Nov 2009 09:55:26 -0500</pubDate>
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            <item>
         <title>Four- and Five-Character Symbol Update</title>
         <description><![CDATA[Previously, the NYSE announced its compliance with the 2008 SEC accord to support uniform symbology across all exchanges, along with availability for firms to test both four- and five-character root symbols in the User Acceptance Test (UAT) environment (see the <a href="http://traderupdates.nyse.com/2008/12/four_and_fivecharacter_symbol.html">December 2, 2008 Trader Update</a>).  

]]></description>
         <link>http://traderupdates.nyse.com/2009/10/four_and_fivecharacter_symbol_1.html</link>
         <guid>http://traderupdates.nyse.com/2009/10/four_and_fivecharacter_symbol_1.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Connectivity</category>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Fri, 23 Oct 2009 10:13:15 -0500</pubDate>
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         <title>Third Party Algorithm Provider New Indicators</title>
         <description><![CDATA[On or about October 16, the NYSE e-Broker™ hand-held device is being enhanced to allow Floor Brokers to route interest to a new Third Party Algorithm (“Algo”) provider. CCG customers may receive new values in Tag 9570 (ExecAwayMktId) and Merged Order Log users may receive new billing indicator values (position 157 on report messages (2A-2E)) on execution reports for interest routed through a third party broker algorithm. Third party algo providers may elect to accept responsibilities for transaction fees and bill customers directly for this service. New values are listed below:<ul><li>"F" representing NYSE e-Broker hand-held interest routed to the NYSE Trading Systems
<li>"G" representing NYSE e-Broker hand-held interest routed away from the NYSE Trading Systems</ul>
<br>
For more details regarding Third Party Broker Algos and NYSE System processing<br> <img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" />  <a href="http://www.nyse.com/pdfs/PT162-ThirdPartyAlgoInformation.pdf">Third Party Algo Information Memo</a>]]></description>
         <link>http://traderupdates.nyse.com/2009/10/third_party_algorithm_provider.html</link>
         <guid>http://traderupdates.nyse.com/2009/10/third_party_algorithm_provider.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Mon, 05 Oct 2009 15:17:13 -0500</pubDate>
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         <title>Clearly Erroneous Executions Rule 128 Amended</title>
         <description><![CDATA[Effective Monday, October 5, 2009, the NYSE is amending its Rule 128, entitled Clearly Erroneous Executions. The amended rule is the result of a coordinated effort among all national securities exchanges to improve the consistency of clearly erroneous execution rules at such exchanges and to add more objective criteria to be used in handling clearly erroneous executions.  NYSE AMEX is adopting the same rule.  Key components of the Rule are highlighted in the attached Information Memo.

<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/NYSERegulationMemo_09_48.pdf">Regulation Information Memo</a>]]></description>
         <link>http://traderupdates.nyse.com/2009/10/clearly_erroneous_executions_r.html</link>
         <guid>http://traderupdates.nyse.com/2009/10/clearly_erroneous_executions_r.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
                  <category domain="http://www.sixapart.com/ns/types#category">Traders</category>
        
        
         <pubDate>Fri, 02 Oct 2009 16:11:28 -0500</pubDate>
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            <item>
         <title>Amex Inverted Pricing Special</title>
         <description><![CDATA[Effective October 1, 2009, NYSE Amex equities will increase the liquidity-providing rebate for all customers to $0.0030 per share from $0.0015 in securities priced above $1, including displayed and non-displayed orders. The take rate for removing liquidity remains $0.0025.  In addition to receiving a higher rebate, posted customer orders have a strong chance of first execution given our aggressive liquidity takers and the benefits of a parity market.  The inverted pricing plan will be in effect for a minimum of three months.<br>
Arca ETP holders may also take advantage of this inverted pricing by using the PO+ order type to send orders to NYSE Amex.
 
If you have questions please contact your Relationship Manager.

<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/Client_Notice_Amex_Fees_10_1_09.pdf">For a Link to the Update</a>]]></description>
         <link>http://traderupdates.nyse.com/2009/09/amex_inverted_pricing_special_1.html</link>
         <guid>http://traderupdates.nyse.com/2009/09/amex_inverted_pricing_special_1.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">NYSE Amex </category>
        
        
         <pubDate>Wed, 30 Sep 2009 16:23:44 -0500</pubDate>
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         <title>NYSE Euronext’s New Data Center</title>
         <description>In August of 2010, NYSE Euronext plans take the first steps in migrating trading of its US markets to its new, state-of-the-art data center. Construction of this facility is well underway and represents a significant investment by NYSE Euronext to provide our customers with a technology platform that can facilitate industry leading performance with greater security, flexibility and collocation opportunities.</description>
         <link>http://traderupdates.nyse.com/2009/09/nyse_euronexts_new_data_center.html</link>
         <guid>http://traderupdates.nyse.com/2009/09/nyse_euronexts_new_data_center.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Thu, 24 Sep 2009 12:12:38 -0500</pubDate>
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         <title>Post Trade Update for NYSE Amex Trading of NASDAQ Symbols Under UTP</title>
         <description>As previously announced in the NYSE Trader Update of September 8, 2009, NYSE Amex is preparing to trade NASDAQ Listed Equities and selected ETFs on an Unlisted Trading Privilege basis starting on a date to be announced early in the first quarter of 2010.</description>
         <link>http://traderupdates.nyse.com/2009/09/post_trade_update_for_nyse_ame.html</link>
         <guid>http://traderupdates.nyse.com/2009/09/post_trade_update_for_nyse_ame.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Tue, 22 Sep 2009 13:09:42 -0500</pubDate>
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         <title>OCS Regulatory Changes for September 25, 2009</title>
         <description><![CDATA[Effective September 25, the On-line Comparison System (NYSE OCS &reg;) will be modified to require an Entering Firm, Branch/Sequence and Account Type on NYSE and NYSE Amex add transactions.  In addition the "stamp" functionality will be disabled for OCS Clearing Firm users. In lieu of the "stamp" functionality, all Clearing Firm users should add their side of an execution to OCS to be matched against their contra party. These changes are being implemented to conform to NYSE Rules 123(e) and 123(f). Details of the processing for adds and stamps are contained in the two notices below.

<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/PT%20161%20-%20Implementation%20of%20OCS%20Changes.pdf">Trading Technology Memo PT 161</a>

<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/PT157.pdf">Trading Technology Memo PT 157 </a>

<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" />  <a href="http://apps.nyse.com/commdata/PubInfoMemos.nsf/AllPublishedInfoMemosNyseCom/85256FCB005E19E8852576390065521E/$FILE/Microsoft%20Word%20-%20Document%20in%2009-46.pdf">Information Memo 09-46</a>
]]></description>
         <link>http://traderupdates.nyse.com/2009/09/ocs_regulatory_changes_for_sep.html</link>
         <guid>http://traderupdates.nyse.com/2009/09/ocs_regulatory_changes_for_sep.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">Operations</category>
        
        
         <pubDate>Fri, 18 Sep 2009 15:51:04 -0500</pubDate>
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            <item>
         <title>Inverted Pricing Special to Start on Thursday, October 1st</title>
         <description><![CDATA[Effective October 1, 2009, NYSE Amex equities will increase the liquidity-providing rebate for all customers to $0.0030 per share from $0.0015 in securities priced above $1, including displayed and non-displayed orders. The take rate for removing liquidity remains $0.0025. In addition to receiving a higher rebate, posted customer orders have a strong chance of first execution given our aggressive liquidity takers and the benefits of a parity market.  The inverted pricing plan will be in effect for a minimum of three months.

If you have questions please contact your Relationship Manager.
<img src="http://www.nyse.com/images/about/icon_pdf.gif" border="0" /> <a href="http://www.nyse.com/pdfs/Client_Notice_Amex_Fees_10_1_09.pdf">Inverted Pricing Special Memo</a>]]></description>
         <link>http://traderupdates.nyse.com/2009/09/inverted_pricing_special_to_st.html</link>
         <guid>http://traderupdates.nyse.com/2009/09/inverted_pricing_special_to_st.html</guid>
                  <category domain="http://www.sixapart.com/ns/types#category">NYSE Amex </category>
                  <category domain="http://www.sixapart.com/ns/types#category">Product News</category>
        
        
         <pubDate>Tue, 15 Sep 2009 10:13:21 -0500</pubDate>
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