tag:,2009:/2 2009-11-06T21:00:11Z NYSE Trader Movable Type 3.35 tag:traderupdates.nyse.com,2009://2.1844 2009-11-06T20:54:01Z 2009-11-06T21:00:11Z

The New York Stock Exchange will implement changes to accept limit and stop orders priced less than $1 entered in sub-pennies for all securities listed on both the NYSE and NYSE Amex without rounding such prices to the nearest whole...

without rounding such prices to the nearest whole penny. Orders priced equal to or greater than $1 entered in sub-pennies will continue to be rejected, as is done today. Pursuant to Regulation NMS Rule 162, limit orders priced under $1 in increments smaller than .0001 will be rejected. Please refer to the attached link for additional technical details. ]]> Trading Technology Memo]]> tag:traderupdates.nyse.com,2009://2.1843 2009-11-04T16:04:16Z 2009-11-04T19:21:38Z

As previously announced in the September 8, 2009 NYSE Trader update, the NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. In support...

As previously announced in the September 8, 2009 NYSE Trader update, the NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. In support of that effort, by mid November, 2009 the NYSE plans to support member firm testing in the User Acceptance Test (UAT) environment during normal business hours.

November 21, 2009

December 12, 2009

January 9, 2010 Based upon results from these industry tests and member firm readiness, the NYSE will announce a live date for trading early in the first quarter of 2010. Please contact your Relationship Manager or one of the below contacts should you have any questions, comments or concerns:

Robert Airo	rairo@nyx.com	212.656.5663
Michael Paulyson	mpaulyson@nyx.com	212.656.2721
Todd Abrahall	tabrahall@nyx.com	212.656.4966

NYSE Amex Trading of NASDAQ Symbols Under UTP – Industry Testing ]]> tag:traderupdates.nyse.com,2009://2.1841 2009-11-02T14:55:26Z 2009-11-02T15:07:51Z

NYSE to Suspend Trading in CIT Group Inc. and Related Securities Moves to Remove from the ListNEW YORK, November 2, 2009 – NYSE Regulation, Inc. (“NYSE Regulation”) announced today that it determined that the common stock of CIT Group Inc....

NEW YORK, November 2, 2009 – NYSE Regulation, Inc. (“NYSE Regulation”) announced today that it determined that the common stock of CIT Group Inc. (the “Company”) – ticker symbol CIT – as well as the 3 related listed securities below, should be suspended prior to the market opening on Tuesday, November 3, 2009. ]]> Tikcer Issue CIT PR A 6.350% Non-Cumulative Preferred Stock, Series A CIT PR C 8.75% Non-Cumulative Perpetual Convertible Preferred Stock, Series C CIT PR Z Equity Units
This decision was reached in view of the Company’s November 1, 2009 announcement that its Board of Directors has voted to proceed with voluntary filings for CIT Group Inc. and CIT Group Funding Company of Delaware LLC with the U.S. Bankruptcy Court for the Southern District of New York, pursuant to the Company’s prepackaged plan of reorganization that received the requisite levels of support from the Company’s debtholders. The Company proceeded with these voluntary filings on November 1, 2009. Separately, conditions for consummating the Company’s alternative exchange offers were not met. Accordingly, under the proposed prepackaged plan of reorganization, all existing common and preferred stock will be cancelled upon emergence. As a result, NYSE Regulation has determined that the Company is no longer suitable for listing.

The Company has a right to a review of this determination by a Committee of the Board of Directors of NYSE Regulation. Applications to the Securities and Exchange Commission to delist the issues are pending the completion of applicable procedures, including any appeal by the Company of the NYSE Regulation staff’s decision. The NYSE noted that it may, at any time, suspend a security if it believes that continued dealings in the security on the NYSE are not advisable.

Company contact: Ken Brause 1-866-54CITIR ]]> tag:traderupdates.nyse.com,2009://2.1830 2009-10-23T14:13:15Z 2009-10-23T13:53:31Z

Previously, the NYSE announced its compliance with the 2008 SEC accord to support uniform symbology across all exchanges, along with availability for firms to test both four- and five-character root symbols in the User Acceptance Test (UAT) environment (see the...

December 2, 2008 Trader Update). ]]> Subsequently, the NYSE has successfully listed four character root symbols for trading on both the NYSE and NYSE Amex exchanges, and at some point in the later half of 4Q2009 may list a five-character root symbol. Firms should ensure that their systems are capable of handling all combinations of four- and five-character root symbols with various suffix combinations. Firms wishing to test their systems with various symbol combinations in the UAT environment should contact the Member Firm Testing group by sending an email to firmtesting@nyx.com. For further information or if you have any questions, please contact your Relationship Manager. tag:traderupdates.nyse.com,2009://2.1820 2009-10-05T19:17:13Z 2009-10-05T19:29:57Z

On or about October 16, the NYSE e-Broker™ hand-held device is being enhanced to allow Floor Brokers to route interest to a new Third Party Algorithm (“Algo”) provider. CCG customers may receive new values in Tag 9570 (ExecAwayMktId) and Merged...

"F" representing NYSE e-Broker hand-held interest routed to the NYSE Trading Systems

"G" representing NYSE e-Broker hand-held interest routed away from the NYSE Trading Systems
For more details regarding Third Party Broker Algos and NYSE System processing
Third Party Algo Information Memo]]> tag:traderupdates.nyse.com,2009://2.1819 2009-10-02T20:11:28Z 2009-10-02T20:13:40Z

Effective Monday, October 5, 2009, the NYSE is amending its Rule 128, entitled Clearly Erroneous Executions. The amended rule is the result of a coordinated effort among all national securities exchanges to improve the consistency of clearly erroneous execution rules...

Regulation Information Memo]]> tag:traderupdates.nyse.com,2009://2.1818 2009-09-30T20:23:44Z 2009-10-02T18:48:53Z

Effective October 1, 2009, NYSE Amex equities will increase the liquidity-providing rebate for all customers to $0.0030 per share from $0.0015 in securities priced above $1, including displayed and non-displayed orders. The take rate for removing liquidity remains $0.0025. In...

Arca ETP holders may also take advantage of this inverted pricing by using the PO+ order type to send orders to NYSE Amex. If you have questions please contact your Relationship Manager. For a Link to the Update]]> tag:traderupdates.nyse.com,2009://2.1809 2009-09-24T16:12:38Z 2009-09-24T16:15:23Z

In August of 2010, NYSE Euronext plans take the first steps in migrating trading of its US markets to its new, state-of-the-art data center. Construction of this facility is well underway and represents a significant investment by NYSE Euronext to...

In August of 2010, NYSE Euronext plans take the first steps in migrating trading of its US markets to its new, state-of-the-art data center. Construction of this facility is well underway and represents a significant investment by NYSE Euronext to provide our customers with a technology platform that can facilitate industry leading performance with greater security, flexibility and collocation opportunities. Trading Technology Information Memo]]> tag:traderupdates.nyse.com,2009://2.1805 2009-09-22T17:09:42Z 2009-09-30T20:52:35Z

As previously announced in the NYSE Trader Update of September 8, 2009, NYSE Amex is preparing to trade NASDAQ Listed Equities and selected ETFs on an Unlisted Trading Privilege basis starting on a date to be announced early in the...

As previously announced in the NYSE Trader Update of September 8, 2009, NYSE Amex is preparing to trade NASDAQ Listed Equities and selected ETFs on an Unlisted Trading Privilege basis starting on a date to be announced early in the first quarter of 2010. Trading Technology Memo PT 160 ]]> tag:traderupdates.nyse.com,2009://2.1804 2009-09-18T19:51:04Z 2009-09-24T14:11:03Z

Trading Technology Memo PT 161 Trading Technology Memo PT 157 Information Memo 09-46 ]]> tag:traderupdates.nyse.com,2009://2.1802 2009-09-15T14:13:21Z 2009-09-15T14:38:30Z

Effective October 1, 2009, NYSE Amex equities will increase the liquidity-providing rebate for all customers to $0.0030 per share from $0.0015 in securities priced above $1, including displayed and non-displayed orders. The take rate for removing liquidity remains $0.0025. In...

Inverted Pricing Special Memo]]> tag:traderupdates.nyse.com,2009://2.1797 2009-09-09T16:10:41Z 2009-09-09T16:32:37Z

Before the trading day begins on Friday, the New York Stock Exchange community will observe a one-minute moment of silence in remembrance of the NYSE members and the thousands of others who lost their lives on 9/11. The moment of...

Before the trading day begins on Friday, the New York Stock Exchange community will observe a one-minute moment of silence in remembrance of the NYSE members and the thousands of others who lost their lives on 9/11. The moment of silence will begin with a single stroke of the NYSE bell at 9:25 a.m. The NYSE will close its day of remembrance with representatives from Tuesday’s Children ringing the Closing Bell. Tuesday's Children is a non-profit family service organization that has made a long-term commitment to individuals who were directly impacted by the 9/11 tragedy. The organization provides 9/11 family members with mentoring, educational and career guidance, leadership training, life management programs and other services throughout their lives. ]]> tag:traderupdates.nyse.com,2009://2.1796 2009-09-08T20:35:48Z 2009-10-02T18:44:59Z

NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. NYSE Amex UTP will be powered by the NYSE parity-based market model. This initiative...

NYSE Amex plans to trade NASDAQ listed equities and select ETFs on an Unlisted Trading Privilege (UTP) basis as an additional trading venue, supplementing NYSE Arca. NYSE Amex UTP will be powered by the NYSE parity-based market model. This initiative underscores NYSE Euronext's commitment to offer customers the broadest array of compelling choices for trading U.S. equities as well as other financial products.
In October of 2009 the NYSE plans to support member firm testing in the User Acceptance Test (UAT) environment during normal business hours. Additionally, the NYSE will provide multiple Saturday production testing opportunities later in the 4th quarter. Based upon these tests and member firm readiness, the NYSE will announce a live date for trading early in the first quarter of 2010. A separate notice will be distributed in the near future providing further details on UAT availability as well as dates that will be available, the functionality that can be tested, and outputs that will be provided for the Saturday production tests.

Please contact your Relationship Manager or one of the below contacts should you have any questions, comments or concerns:

Robert Airo	rairo@nyx.com	212.656.5663
Michael Paulyson	mpaulyson@nyx.com	212.656.2721
Todd Abrahall	tabrahall@nyx.com	212.656.4966

Technology Information Memo
Trading Technology Memo PT 160 ]]> tag:traderupdates.nyse.com,2009://2.1794 2009-09-08T16:15:00Z 2009-09-08T16:24:53Z

Updated NYSE procedures for Contingency Scenarios on the Close, in the event of a systems issue, follow in the memo provided in the link below. NYSE Operations Memo...

NYSE Operations Memo]]> tag:traderupdates.nyse.com,2009://2.1790 2009-09-02T20:30:30Z 2009-09-02T21:16:23Z

In response to member firm's requests, and as part of the NYSE’s deployment of the Super Display Book (SDBK), an expanded Account Field was implemented with plans to pass that tag back to firms on all CCG responses. As previously...

In response to member firm's requests, and as part of the NYSE’s deployment of the Super Display Book (SDBK), an expanded Account Field was implemented with plans to pass that tag back to firms on all CCG responses. As previously announced in the August 7, 2009 Trader Update, the NYSE will activate functionality to pass the Account Field back to firms on Monday, September 14, 2009. Trading Technology Information Memo (February 2nd, 2009)]]>