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   <title>NYSE Trader</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/" />
   <link rel="self" type="application/atom+xml" href="http://traderupdates.nyse.com/atom.xml" />
   <id>tag:,2013:/2</id>
   <updated>2013-05-08T16:14:27Z</updated>
   <subtitle>NYSE Trader</subtitle>
   <generator uri="http://www.sixapart.com/movabletype/">Movable Type 3.35</generator>

<entry>
   <title>SEC Section 31 Fee Rate Change</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/05/sec_section_31_fee_rate_change.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2415</id>
   
   <published>2013-05-08T16:10:17Z</published>
   <updated>2013-05-08T16:14:27Z</updated>
   
   <summary>As detailed in the SEC’s Fee Rate Advisory dated April 25, 2013, effective with trades settling on May 25, 2013, Section 31 Fee Rates will be reduced from $22.40 per million dollars of transaction to $17.40 per million. Please refer...</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As detailed in the SEC’s <a href="http://www.sec.gov/news/press/2013/2013-74.htm">Fee Rate Advisory</a> dated April 25, 2013, effective with trades settling on May 25, 2013, Section 31 Fee Rates will be reduced from $22.40 per million dollars of transaction to $17.40 per million.  Please refer to the NYSE and NYSE MKT <a href="http://www.nyse.com/nysenotices/nyse/information-memos/detail;jsessionid=80962C09072725A1BB36440FA2ABBC32?memo_id=13-7">Regulatory Information Memo 13-7</a> for additional information.</p>]]><br /><br />
      
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT - Self-Trade Prevention Service Expands to Market Orders, Stop Orders and Floor Brokers via Algo Providers</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/05/nyse_and_nyse_mkt_selftrade_pr.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2414</id>
   
   <published>2013-05-06T14:20:47Z</published>
   <updated>2013-05-06T14:53:00Z</updated>
   
   <summary>Expanding on the recently introduced Self-Trade Prevention service, the New York Stock Exchange and NYSE MKT plan to offer this service to Market and Stop orders. In addition, Floor Brokers will be able to utilize this service via their Algo...</summary>

         <category term="Technical" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>Expanding on the recently introduced Self-Trade Prevention service, the New York Stock Exchange and NYSE MKT plan to offer this service to Market and Stop orders.  In addition, Floor Brokers will be able to utilize this service via their Algo providers.  STP modifiers for MTS IOC orders and orders sent directly to the NYSE Broker Booth Support System® (NYSE BBSS®) or the Hand-held (NYSE eBroker®) will be supported in a subsequent phase of this service. </p>]]><br /><br />
      <![CDATA[<p>For additional details on how your firm may take advantage of this new service, please refer to the client notification link below.  For technical details, please refer to the NYSE UTPDirect API Specification version 1.15 dated 5/03/2013 or NYSE Common Customer Gateway (CCG) Specification version 5.6 dated 5/03/2013. </p>

<p>The NYSE User Acceptance Test environment will be available beginning on or about May 8th.  For technical questions and/or testing arrangements, please contact Firm Testing Services at 1-888-689-7739 Option 2 or send an email to <a href="mailto:Firmtesting@nyx.com">Firmtesting@nyx.com</a>.  Additional details regarding testing availability and exact implementation dates will be distributed under a separate customer notification.  </p>

<p>For additional business questions or comments, please contact your Relationship Manager or one of the contacts below:</p>

<p>Robert Airo                         <a href="mailto:rairo@nyx.com">rairo@nyx.com</a>                 212.656.5663<br />
Michael Paulyson             <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a>    212.656.2721</p>

<p><br />
<a href="http://www.nyse.com/pdfs/STP_Phase2_Customer_Notice_Final.pdf">STP Phase 2 Customer Notice</a></p>

<p><a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_6_Final.pdf">NYSE CCG FIX Specification 5.6</a></p>

<p><a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.15_Final.pdf">NYSEClassic UTPDirectSpec 1.15</a><br />
</p>]]>
   </content>
</entry>
<entry>
   <title>Step-Out-Service GEMS Migration Update</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/04/stepoutservice_gems_migration.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2413</id>
   
   <published>2013-04-16T14:35:19Z</published>
   <updated>2013-04-16T14:41:01Z</updated>
   
   <summary>The target deployment date for the migration of Stepouts to GEMS has been extended due to the addition of user-requested enhancements for multi-action messages. Multiple Adds, Stamps and Deletes will be added to GEMS SOS prior to implementation. The revised...</summary>

         <category term="Technical" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>The target deployment date for the migration of Stepouts to GEMS has been extended due to the addition of user-requested enhancements for multi-action messages. Multiple Adds, Stamps and Deletes will be added to GEMS SOS prior to implementation. The revised schedule targets late April for a Web-Ex to firms demonstrating the enhancements, UAT in early May and implementation in late May. Details are contained in the attached Post Trade Notice.</p>

<p>Attachment: <a href="http://usequities.nyx.com/sites/usequities.nyx.com/files/pt186__sos_in_gems_update.pdf">PT186 SOS in GEMS Update</a> <br />
</p>]]><br /><br />
      
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT – Minimum Trade Size (MTS) IOC Order Activation</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/04/nyse_and_nyse_mkt_minimum_trad.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2412</id>
   
   <published>2013-04-11T15:24:40Z</published>
   <updated>2013-04-11T15:33:30Z</updated>
   
   <summary>Beginning on April 15th, the New York Stock Exchange and NYSE MKT will activate the new minimum trade size (MTS) IOC order type. Customers may optionally designate a minimum trade size (up to the size of the order) for orders...</summary>

         <category term="Technical" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>Beginning on April 15th, the New York Stock Exchange and NYSE MKT will activate the new minimum trade size (MTS) IOC order type.  Customers may optionally designate a minimum trade size (up to the size of the order) for orders only with a time-in-force of immediate or cancel (IOC). For additional details on how your firm may take advantage of this new order type, please refer to the client notification link below.  For technical details, please refer to the NYSE UTPDirect API Specification version 1.14 dated 2/06/2013 or NYSE Common Customer Gateway (CCG) Specification version 5.5 dated 2/01/2013. </p>]]><br /><br />
      <![CDATA[<p>The User Acceptance Testing environment is currently available for testing these changes.  Please contact Firm Testing Services at 1-888-689-7739 Option 2 or send an email to <a href="mailto:Firmtesting@nyx.com">Firmtesting@nyx.com</a> to take advantage of this change.  Beginning on April 15th, customers will also be able to test the new MTS IOC order type using our production test symbols.</p>

<p>For additional business questions or comments, please contact your Relationship Manager or one of the contacts below:</p>

<p>Robert Airo                        <a href="mailto:rairo@nyx.com"> rairo@nyx.com</a>                 212.656.5663<br />
Michael Paulyson             <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a>    212.656.2721</p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/mts_ioc_activation_notice_final.pdf">MTS IOC Activation Notice</a></p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/nyse_ccg_fix_specification_v5_5_final.pdf">NYSE FIX CCG Specification</a></p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/nyseclassic_utpdirectspec_1.14_final.pdf">NYSE UTPDirect API Specification</a></p>

<p><br />
</p>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT LULD/MWCB Activation Plans</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/nyse_and_nyse_mkt_luldmwcb_act.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2411</id>
   
   <published>2013-03-28T17:40:44Z</published>
   <updated>2013-03-28T17:44:43Z</updated>
   
   <summary>On Monday, April 8, 2013, NYSE and NYSE MKT will activate new Market Wide Circuit Breaker (MWCB) rules for all stocks and begin Limit Up / Limit Down (LULD) activation of Tier 1 stocks. The activation of Tier 1 stocks...</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>On Monday, April 8, 2013, NYSE and NYSE MKT will activate new Market Wide Circuit Breaker (MWCB) rules for all stocks and begin Limit Up / Limit Down (LULD) activation of Tier 1 stocks.  The activation of Tier 1 stocks on LULD will be a phased approach, spanning five weeks on the following schedule:</p>]]><br /><br />
      <![CDATA[<p>•	Week 1: ABC, ACE, ACT, ADT, AGO, ALR, AMT, ANF, ANV   (9 stocks)<br />
•	Week 2: A – AK (25 Tier 1stocks) <br />
•	Week 3: AL – CD (90 Tier 1 stocks)<br />
•	Week 4: CE – L (300 Tier 1 stocks)<br />
•	Week 5: M – Z (324 Tier 1 stocks)</p>

<p><br />
For a complete list of Tier 1 stocks and their activation dates, please refer to the following spreadsheet: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_LULD_Activation.xls">NYSE_and_NYSE_MKT_LULD_Activation</a>.  </p>

<p>For further information on LULD processing, please refer to the following, previously published, NYSE Euronext Trader Update: <a href="http://www.nyse.com/pdfs/LULD_Overview_3-27-13.pdf">LULD_Overview_3-27-13</a>. <br />
</p>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT – MTS IOC Order Type Update</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/nyse_and_nyse_mkt_mts_ioc_orde.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2410</id>
   
   <published>2013-03-22T15:24:58Z</published>
   <updated>2013-03-22T15:41:18Z</updated>
   
   <summary>Beginning in early April, the New York Stock Exchange and NYSE MKT will begin accepting a new minimum trade size (MTS) IOC order type. Customers may optionally designate a minimum trade size (up to the size of the order) for...</summary>

         <category term="Technical" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>Beginning in early April, the New York Stock Exchange and NYSE MKT will begin accepting a new minimum trade size (MTS) IOC order type.  Customers may optionally designate a minimum trade size (up to the size of the order) for orders only with a time-in-force of immediate or cancel (IOC). For additional details on how your firm may take advantage of this new order type, please refer to the client notification link below.  For technical details, please refer to the NYSE UTPDirect API Specification version 1.14 dated 2/06/2013 or NYSE Common Customer Gateway (CCG) Specification version 5.5 dated 2/01/2013. </p>]]><br /><br />
      <![CDATA[<p>The User Acceptance Testing environment is currently available for testing these changes.  Please contact Firm Testing Services at 1-888-689-7739 Option 2 or send an email to <a href="mailto:Firmtesting@nyx.com">Firmtesting@nyx.com</a> to take advantage of this change.  A future notification will be distributed to provide the planned activation date which will include the ability to submit MTS IOC orders in our production test symbols.</p>

<p>For additional business questions or comments, please contact your Relationship Manager or one of the contacts below:</p>

<p>Robert Airo                        <a href="mailto:rairo@nyx.com"> rairo@nyx.com</a>                 212.656.5663<br />
Michael Paulyson             <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a>    212.656.2721</p>

<p><a href="http://www.nyse.com/pdfs/MTS_IOC_Activation_Notice_Final_Version.pdf">MTS IOC Order Type</a></p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/nyse_ccg_fix_specification_v5_5_final.pdf">NYSE CCG Specification</a></p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/nyseclassic_utpdirectspec_1.14_final.pdf">NYSE UTPDirect API Specification 1.14</a></p>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT UTP Continues Official Rollout</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/nyse_and_nyse_mkt_utp_continue_57.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2409</id>
   
   <published>2013-03-19T16:41:59Z</published>
   <updated>2013-03-19T20:01:53Z</updated>
   
   <summary>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012....</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012.</p>]]><br /><br />
      <![CDATA[<p>
<b>Migration Update:</b>
<p>
On <b>Wednesday, March 20th, 2013</b>, the NYSE and NYSE MKT cash equity markets will migrate 1 symbol to UTP.  An up-to-date list of symbols currently on UTP is available during the roll-out via this link: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_Migration_Schedule.xls">NYSE AND NYSE MKT Migration Schedule</a>
<p>
As a reminder, customers are not required to make any systemic changes in support of this effort; however, they may optionally take advantage of a new Minimum Trade Size order type that will be activated at the completion of the migration to UTP as well as a new optional service, on a mnemonic basis, that will return Cumulative Executed Quantity and Average price on report and report corrections. Additionally customers should be aware of minor enhancements to order, report and cancel processing detailed in the technical document linked below.
<p>
<b>
Firm Testing:
</b>
<p>
The UTP matching engine is currently available in the NYSE User Acceptance Testing (UAT) facility for firms to test the new, optional functionality and regression test existing functionality. Additionally, test symbols are available in production on the UTP platform as well. Customers wishing to take advantage of these services should contact <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a> or 888.689.7739 Option 2 for further information.
<p>
<b>
Contact Information:
</b>
<p>
For any business questions concerning this notice, please contact your NYSE Relationship Manager or:
<p>
Bob Airo <a href="mailto:rairo@nyx.com">rairo@nyx.com</a> 212.656.5663
Michael Paulyson <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a> 212.656.2721
<p>
<b>
Reference Documents:
</b>
<p>
<a href="http://www.nyse.com/pdfs/UTP_Customer_Notice.pdf">Technical Changes in Support of UTP</a>
<a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt178_anon_comparison_changes_revised.pdf">Post Trade Notice 178 NYSE Comparison Update – Anonymity Indicator “ANON/8602” </a>
<a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_3.pdf">NYSE Common Customer Gateway (CCG) FIX Specification and API version 5.3</a>
<a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.11.pdf">UTP Direct API Specification Version 1.11</a>]]>
   </content>
</entry>
<entry>
   <title>Stepouts in GEMS – Testing and Implementation</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/stepouts_in_gems_testing_and_i_1.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2408</id>
   
   <published>2013-03-12T12:36:31Z</published>
   <updated>2013-03-12T12:37:37Z</updated>
   
   <summary>The attached information memo provides an update on the plan to migrate the OCS “Step-Out-Service (SOS)&quot; to GEMS. Clearing firm training and testing for the GEMS Step-Out-Service product is scheduled to begin March 11, 2013. The GEMS SOS product will...</summary>

         <category term="Technical" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>The attached information memo provides an update on the plan to migrate the OCS “Step-Out-Service (SOS)" to GEMS. Clearing firm training and testing for the GEMS Step-Out-Service product is scheduled to begin March 11, 2013. The GEMS SOS product will be available for Firms to access and process transactions in “shadow mode”. </p>]]><br /><br />
      <![CDATA[<p>Listed below is a summary of the schedule to be followed:<br />
- Access: All Comodo Certificates have been distributed<br />
- User Names and Passwords will now begin being issued March 11, 2013<br />
- User Testing will now begin March 11, 2013 (screen access and MQM testing)<br />
- User Shadow Mode Testing will now begin March 18, 2013 (test contract output to be provided)<br />
- Any questions regarding Stepouts in GEMS should be directed to Larry Moreno or John Schwarzbeck <br />
- Attachment: PT185 Revised - Step-Out-Service Migration to GEMS – User Testing and Training Update</p>

<p><a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt185__sos_in_gems_testing_and_implementation_revised.pdf">Information Memo - Step-Out-Service Migration to GEMS - User Testing and Training Update</a></p>]]>
   </content>
</entry>
<entry>
   <title>Update: NYSE MKT Trading of NASDAQ-Listed Securities</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/update_nyse_mkt_trading_of_nas_14.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2407</id>
   
   <published>2013-03-11T11:21:13Z</published>
   <updated>2013-03-11T11:21:42Z</updated>
   
   <summary>The NYSE MKT is currently trading 132 NASDAQ-listed securities under Unlisted Trading Privileges (UTP). Please see the below link for a complete list of the symbols and their trading floor locations, as of March 11, 2013. NASDAQ-listed UTP Symbols...</summary>

         <category term="NYSE Amex" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>The NYSE MKT is currently trading 132 NASDAQ-listed securities under Unlisted Trading Privileges (UTP).  Please see the below link for a complete list of the symbols and their trading floor locations, as of March 11, 2013.</p>

<p><a href="http://www.nyse.com/attachment/NASDAQ_UTP_NYSEAmex.xls">NASDAQ-listed UTP Symbols</a></p>]]><br /><br />
      
   </content>
</entry>
<entry>
   <title>Update: NYSE MKT Trading of NASDAQ-Listed Securities</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/03/update_nyse_mkt_trading_of_nas_13.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2406</id>
   
   <published>2013-03-06T12:17:22Z</published>
   <updated>2013-03-06T12:18:32Z</updated>
   
   <summary>The NYSE MKT is currently trading 112 NASDAQ-listed securities under Unlisted Trading Privileges (UTP). Please see the below link for a complete list of the symbols and their trading floor locations, as of March 6, 2013. NASDAQ-listed UTP Symbols...</summary>

         <category term="NYSE Amex" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>The NYSE MKT is currently trading 112 NASDAQ-listed securities under Unlisted Trading Privileges (UTP).  Please see the below link for a complete list of the symbols and their trading floor locations, as of March 6, 2013.</p>

<p><a href="http://www.nyse.com/attachment/NASDAQ_UTP_NYSEAmex.xls">NASDAQ-listed UTP Symbols</a></p>]]><br /><br />
      
   </content>
</entry>
<entry>
   <title>NYSE, NYSE MKT and NYSE ARCA Participation in Industry LULD/MWCB Testing</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/02/nyse_nyse_mkt_and_nyse_arca_pa_2.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2405</id>
   
   <published>2013-02-28T19:15:35Z</published>
   <updated>2013-02-28T19:33:57Z</updated>
   
   <summary>NYSE Euronext’s U.S. exchanges will participate in the Industry Test of LULD and MWCB on Saturday, March 2, 2013. A limited number of symbols will be available to participants for testing as detailed in the following link: Testing Plan. All...</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>NYSE Euronext’s U.S. exchanges will participate in the Industry Test of LULD and MWCB on Saturday, March 2, 2013. A limited number of symbols will be available to participants for testing as detailed in the following link: <a href="http://www.nyse.com/pdfs/NYSE_Euronext_Markets_LULD_MWCB_Industry_Testing_20130302.pdf">Testing Plan</a>. All production customer gateway connections will be made available for order flow.  Public SIP and proprietary market data feeds will be available over production channels. All customers are encouraged to participate.</p>]]><br /><br />
      <![CDATA[<p>Order behavior in the LULD is described in the following NYSE Euronext <a href="http://www.nyse.com/pdfs/2013_01_07_LULD_Overview.pdf">FAQ</a>.</p>

<p>The NYSE Euronext anticipates testing the following scenarios:</p>

<p>• Phase 1 LULD Bands Produced (9:45AM – 11:30AM)<br />
• Limit State that does not result in Halt<br />
• Limit State that does result in halt followed by a re-opening<br />
• Trading within the bands<br />
• Order attempts through the bands<br />
• Create the NBBO outside of the Bands<br />
• Market Close at 12:00pm</p>

<p>A copy of the testing plan is available here: <a href="http://www.nyse.com/pdfs/NYSE_Euronext_Markets_LULD_MWCB_Industry_Testing_20130302.pdf">Testing Plan</a><br />
 <br />
Firms wishing to participate in this weekend’s test should notify the NYSE at one of the contact numbers below:<br />
• Firm Testing <br />
    <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a>    1-888-689-7739 (Option 2)<br />
• Connectivity <br />
    <a href="mailto:connectivity@nyx.com">connectivity@nyx.com</a>    1-888-689-7739 (Option 1)<br />
• Saturday Testing Customer Conference Bridge <br />
    1-888-669-2803  code: 7956260<br />
<p><br />
</p>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT UTP Continues Official Rollout</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/02/nyse_and_nyse_mkt_utp_continue_56.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2404</id>
   
   <published>2013-02-27T19:13:33Z</published>
   <updated>2013-02-27T19:58:07Z</updated>
   
   <summary>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012....</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012.</p>]]><br /><br />
      <![CDATA[<p>
<b>Migration Update:</b>
<p>
On <b>Thursday, February 28th, 2013</b>, the NYSE and NYSE MKT cash equity markets will migrate 19 symbols to UTP.  An up-to-date list of symbols currently on UTP is available during the roll-out via this link: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_Migration_Schedule.xls">NYSE AND NYSE MKT Migration Schedule</a>
<p>
As a reminder, customers are not required to make any systemic changes in support of this effort; however, they may optionally take advantage of a new Minimum Trade Size order type that will be activated at the completion of the migration to UTP as well as a new optional service, on a mnemonic basis, that will return Cumulative Executed Quantity and Average price on report and report corrections. Additionally customers should be aware of minor enhancements to order, report and cancel processing detailed in the technical document linked below.
<p>
<b>
Firm Testing:
</b>
<p>
The UTP matching engine is currently available in the NYSE User Acceptance Testing (UAT) facility for firms to test the new, optional functionality and regression test existing functionality. Additionally, test symbols are available in production on the UTP platform as well. Customers wishing to take advantage of these services should contact <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a> or 888.689.7739 Option 2 for further information.
<p>
<b>
Contact Information:
</b>
<p>
For any business questions concerning this notice, please contact your NYSE Relationship Manager or:
<p>
Bob Airo <a href="mailto:rairo@nyx.com">rairo@nyx.com</a> 212.656.5663
Michael Paulyson <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a> 212.656.2721
<p>
<b>
Reference Documents:
</b>
<p>
<a href="http://www.nyse.com/pdfs/UTP_Customer_Notice.pdf">Technical Changes in Support of UTP</a>
<a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt178_anon_comparison_changes_revised.pdf">Post Trade Notice 178 NYSE Comparison Update – Anonymity Indicator “ANON/8602” </a>
<a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_3.pdf">NYSE Common Customer Gateway (CCG) FIX Specification and API version 5.3</a>
<a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.11.pdf">UTP Direct API Specification Version 1.11</a>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT UTP Continues Official Rollout</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/02/nyse_and_nyse_mkt_utp_continue_55.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2403</id>
   
   <published>2013-02-26T20:09:13Z</published>
   <updated>2013-02-26T20:13:06Z</updated>
   
   <summary>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012....</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012.</p>]]><br /><br />
      <![CDATA[<p>
<b>Migration Update:</b>
<p>
On <b>Wednesday, February 27th, 2013</b>, the NYSE and NYSE MKT cash equity markets will migrate 82 symbols to UTP.  An up-to-date list of symbols currently on UTP is available during the roll-out via this link: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_Migration_Schedule.xls">NYSE AND NYSE MKT Migration Schedule</a>
<p>
As a reminder, customers are not required to make any systemic changes in support of this effort; however, they may optionally take advantage of a new Minimum Trade Size order type that will be activated at the completion of the migration to UTP as well as a new optional service, on a mnemonic basis, that will return Cumulative Executed Quantity and Average price on report and report corrections. Additionally customers should be aware of minor enhancements to order, report and cancel processing detailed in the technical document linked below.
<p>
<b>
Firm Testing:
</b>
<p>
The UTP matching engine is currently available in the NYSE User Acceptance Testing (UAT) facility for firms to test the new, optional functionality and regression test existing functionality. Additionally, test symbols are available in production on the UTP platform as well. Customers wishing to take advantage of these services should contact <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a> or 888.689.7739 Option 2 for further information.
<p>
<b>
Contact Information:
</b>
<p>
For any business questions concerning this notice, please contact your NYSE Relationship Manager or:
<p>
Bob Airo <a href="mailto:rairo@nyx.com">rairo@nyx.com</a> 212.656.5663
Michael Paulyson <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a> 212.656.2721
<p>
<b>
Reference Documents:
</b>
<p>
<a href="http://www.nyse.com/pdfs/UTP_Customer_Notice.pdf">Technical Changes in Support of UTP</a>
<a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt178_anon_comparison_changes_revised.pdf">Post Trade Notice 178 NYSE Comparison Update – Anonymity Indicator “ANON/8602” </a>
<a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_3.pdf">NYSE Common Customer Gateway (CCG) FIX Specification and API version 5.3</a>
<a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.11.pdf">UTP Direct API Specification Version 1.11</a>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT UTP Continues Official Rollout</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/02/nyse_and_nyse_mkt_utp_continue_54.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2402</id>
   
   <published>2013-02-25T16:59:12Z</published>
   <updated>2013-02-25T19:49:20Z</updated>
   
   <summary>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012....</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012.</p>]]><br /><br />
      <![CDATA[<p>
<b>Migration Update:</b>
<p>
On <b>Tuesday, February 26th, 2013</b>, the NYSE and NYSE MKT cash equity markets will migrate 40 symbols to UTP.  An up-to-date list of symbols currently on UTP is available during the roll-out via this link: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_Migration_Schedule.xls">NYSE AND NYSE MKT Migration Schedule</a>
<p>
As a reminder, customers are not required to make any systemic changes in support of this effort; however, they may optionally take advantage of a new Minimum Trade Size order type that will be activated at the completion of the migration to UTP as well as a new optional service, on a mnemonic basis, that will return Cumulative Executed Quantity and Average price on report and report corrections. Additionally customers should be aware of minor enhancements to order, report and cancel processing detailed in the technical document linked below.
<p>
<b>
Firm Testing:
</b>
<p>
The UTP matching engine is currently available in the NYSE User Acceptance Testing (UAT) facility for firms to test the new, optional functionality and regression test existing functionality. Additionally, test symbols are available in production on the UTP platform as well. Customers wishing to take advantage of these services should contact <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a> or 888.689.7739 Option 2 for further information.
<p>
<b>
Contact Information:
</b>
<p>
For any business questions concerning this notice, please contact your NYSE Relationship Manager or:
<p>
Bob Airo <a href="mailto:rairo@nyx.com">rairo@nyx.com</a> 212.656.5663
Michael Paulyson <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a> 212.656.2721
<p>
<b>
Reference Documents:
</b>
<p>
<a href="http://www.nyse.com/pdfs/UTP_Customer_Notice.pdf">Technical Changes in Support of UTP</a>
<a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt178_anon_comparison_changes_revised.pdf">Post Trade Notice 178 NYSE Comparison Update – Anonymity Indicator “ANON/8602” </a>
<a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_3.pdf">NYSE Common Customer Gateway (CCG) FIX Specification and API version 5.3</a>
<a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.11.pdf">UTP Direct API Specification Version 1.11</a>]]>
   </content>
</entry>
<entry>
   <title>NYSE and NYSE MKT UTP Continues Official Rollout</title>
   <link rel="alternate" type="text/html" href="http://traderupdates.nyse.com/2013/02/nyse_and_nyse_mkt_utp_continue_53.html" />
   <id>tag:traderupdates.nyse.com,2013://2.2401</id>
   
   <published>2013-02-22T16:03:48Z</published>
   <updated>2013-02-22T19:34:52Z</updated>
   
   <summary>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012....</summary>

         <category term="Operations" scheme="http://www.sixapart.com/ns/types#category" />
   
   
   <content type="html" xml:lang="en" xml:base="http://traderupdates.nyse.com/">
      <![CDATA[<p>As previously announced, the NYSE and NYSE MKT cash equity markets began migrating their matching engine technology to the Universal Trading Platform (UTP) on Monday, September 24th, 2012.</p>]]><br /><br />
      <![CDATA[<p>
<b>Migration Update:</b>
<p>
On <b>Monday, February 25th, 2013</b>, the NYSE and NYSE MKT cash equity markets will migrate 50 symbols to UTP.  An up-to-date list of symbols currently on UTP is available during the roll-out via this link: <a href="http://www.nyse.com/attachment/NYSE_and_NYSE_MKT_Migration_Schedule.xls">NYSE AND NYSE MKT Migration Schedule</a>
<p>
As a reminder, customers are not required to make any systemic changes in support of this effort; however, they may optionally take advantage of a new Minimum Trade Size order type that will be activated at the completion of the migration to UTP as well as a new optional service, on a mnemonic basis, that will return Cumulative Executed Quantity and Average price on report and report corrections. Additionally customers should be aware of minor enhancements to order, report and cancel processing detailed in the technical document linked below.
<p>
<b>
Firm Testing:
</b>
<p>
The UTP matching engine is currently available in the NYSE User Acceptance Testing (UAT) facility for firms to test the new, optional functionality and regression test existing functionality. Additionally, test symbols are available in production on the UTP platform as well. Customers wishing to take advantage of these services should contact <a href="mailto:firmtesting@nyx.com">firmtesting@nyx.com</a> or 888.689.7739 Option 2 for further information.
<p>
<b>
Contact Information:
</b>
<p>
For any business questions concerning this notice, please contact your NYSE Relationship Manager or:
<p>
Bob Airo <a href="mailto:rairo@nyx.com">rairo@nyx.com</a> 212.656.5663
Michael Paulyson <a href="mailto:mpaulyson@nyx.com">mpaulyson@nyx.com</a> 212.656.2721
<p>
<b>
Reference Documents:
</b>
<p>
<a href="http://www.nyse.com/pdfs/UTP_Customer_Notice.pdf">Technical Changes in Support of UTP</a>
<a href="https://usequities.nyx.com/sites/usequities.nyx.com/files/pt178_anon_comparison_changes_revised.pdf">Post Trade Notice 178 NYSE Comparison Update – Anonymity Indicator “ANON/8602” </a>
<a href="http://www.nyse.com/pdfs/NYSE_CCG_FIX_Specification_v5_3.pdf">NYSE Common Customer Gateway (CCG) FIX Specification and API version 5.3</a>
<a href="http://www.nyse.com/pdfs/NYSEClassic_UTPDirectSpec_1.11.pdf">UTP Direct API Specification Version 1.11</a>]]>
   </content>
</entry>

</feed>