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21 May 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
08 May 2013:
SEC Section 31 Fee Rate Change
06 May 2013:
NYSE and NYSE MKT - Self-Trade Prevention Service Expands to Market Orders, Stop Orders and Floor Brokers via Algo Providers
16 Apr 2013:
Step-Out-Service GEMS Migration Update
11 Apr 2013:
NYSE and NYSE MKT – Minimum Trade Size (MTS) IOC Order Activation
28 Mar 2013:
NYSE and NYSE MKT LULD/MWCB Activation Plans
22 Mar 2013:
NYSE and NYSE MKT – MTS IOC Order Type Update
19 Mar 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
12 Mar 2013:
Stepouts in GEMS – Testing and Implementation
11 Mar 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
06 Mar 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
28 Feb 2013:
NYSE, NYSE MKT and NYSE ARCA Participation in Industry LULD/MWCB Testing
27 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
26 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
25 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
22 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
21 Feb 2013:
Broker Block Cross Function
21 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
20 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
19 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
15 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
15 Feb 2013:
Stepouts in GEMS – Testing and Implementation
13 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
12 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
11 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
08 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
07 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
06 Feb 2013:
Self-Trade Prevention Service Update
06 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
06 Feb 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
05 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Feb 2013:
NYSE and NYSE MKT to Introduce Self-Trade Prevention Service
01 Feb 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
31 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
31 Jan 2013:
NYSE, NYSE MKT and NYSE ARCA Participation in Industry LULD/MWCB Testing
31 Jan 2013:
Limit Up/Limit Down Support For Test Symbols
30 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
30 Jan 2013:
NYSE & NYSE MKT Test Environment (UAT) Data Center Migration
29 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
25 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
24 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
24 Jan 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
23 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
23 Jan 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
22 Jan 2013:
NYSE, NYSE MKT and NYSE ARCA Participation in Industry LULD/MWCB Testing
22 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
22 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
15 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
14 Jan 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
07 Jan 2013:
NYSE, NYSE MKT and NYSE Arca – Order Processing under Limit Up/Limit Down - New Testing Schedule
07 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Jan 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
03 Jan 2013:
NYSE and NYSE MKT UTP Continues Official Rollout
02 Jan 2013:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
24 Dec 2012:
NYSE, NYSE MKT and NYSE Arca - Order Processing under Limit Up/Limit Down
21 Dec 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
21 Dec 2012:
Fee Changes Effective January 1st
19 Dec 2012:
NYSE & NYSE MKT Test Environment (UAT) Data Center Migration
17 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
13 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
12 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
07 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
07 Dec 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
06 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
05 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Dec 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
16 Nov 2012:
Step-Out-Service in GEMS User Guide
09 Nov 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
08 Nov 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
07 Nov 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
07 Nov 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
02 Nov 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
26 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
25 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
24 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
23 Oct 2012:
NYSE Fee Changes Effective November 1st
23 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
22 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
17 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
16 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
12 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
10 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
10 Oct 2012:
Reduction of Account Type Indicators
09 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
04 Oct 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
03 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
02 Oct 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
28 Sep 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
27 Sep 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
27 Sep 2012:
Weatherford International LTD – Order Imbalance on the Close – September 21, 2012
26 Sep 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
25 Sep 2012:
NYSE Fee Changes Effective October 1st
25 Sep 2012:
NYSE and NYSE MKT UTP Continues Official Rollout
21 Sep 2012:
NYSE and NYSE MKT UTP Official Rollout
19 Sep 2012:
NYSE and NYSE MKT UTP Migration - Additional Pilot Symbols
14 Sep 2012:
Stepout Service Access in GEMS
10 Sep 2012:
UTP Industry Test - Saturday, September 15, 2012
06 Sep 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
30 Aug 2012:
NYSE Fee Change Effective September 1, 2012
23 Aug 2012:
NYSE and NYSE MKT UTP Migration – Testing Availability and Pilot Launch Update
17 Aug 2012:
NYSE and NYSE MKT UTP Migration – Testing Availability and Pilot Launch
13 Aug 2012:
Matching Engine Upgrade: Universal Trade Platform (UTP) to replace NYSE Display Book
®
(DBK)
10 Aug 2012:
Update on Retail Liquidity Program
07 Aug 2012:
GEMS “Stepout Service” Access
31 Jul 2012:
New Retail Liquidity Program with a focus on specific symbols
31 Jul 2012:
NYSE Fee Changes Effective Aug 1, 2012
31 Jul 2012:
NYSE MKT Fee Changes Effective Aug 1, 2012
30 Jul 2012:
NYSE and NYSE MKT Retail Liquidity Program -- Reminder
23 Jul 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
18 Jul 2012:
NYSE and NYSE MKT Retail Liquidity Program -- Update
12 Jul 2012:
OCS “Step-Out-Service” migration to GEMS
20 Jun 2012:
FINRA/NYSE TRF® Pricing Change
11 Jun 2012:
NYSE/NYSE MKT Close procedures for Russell Reconstitution - June 22, 2012
05 Jun 2012:
Transfer of Clearing and Execution Services from Penson Financial Services Inc. to Apex Clearing Corporation
04 Jun 2012:
Update: NYSE MKT Trading of NASDAQ-Listed Securities
11 May 2012:
NYSE Amex to be renamed NYSE MKT
27 Apr 2012:
NYSE Amex Fee Changes Effective May 1
24 Apr 2012:
Update: Changes to format and content for Crossing Session 2 delayed until Monday May 7th, 2012
16 Apr 2012:
NYBX IOC Order
11 Apr 2012:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
02 Apr 2012:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
29 Mar 2012:
NYSE Amex Fee Changes Effective April 1, 2012
29 Mar 2012:
Update: Changes to format and content for Crossing Session 2
27 Mar 2012:
REMINDER: NYSE Disaster Recovery Testing Opportunity
12 Mar 2012:
Comparison Change to use ANON/8602
07 Mar 2012:
Global Incentive Program Ends March 1, 2012
01 Mar 2012:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
29 Feb 2012:
NYSE Fee Changes Effective March 1, 2012
29 Feb 2012:
NYSE Amex Fee Changes Effective March 1, 2012
06 Feb 2012:
Changes to format and content for Crossing Session 2
06 Feb 2012:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
01 Feb 2012:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
30 Jan 2012:
JCRS to be deactivated on Monday, February 6
26 Jan 2012:
NYSE and NYSE Amex Retail Liquidity Program -- Update
13 Jan 2012:
Enhancement to Pegging Orders
04 Jan 2012:
NYSE and NYSE Amex Fees Changes Effective January 1, 2012
27 Dec 2011:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
21 Dec 2011:
Last Night's NYSE and NYSE Amex Closing Auction
23 Nov 2011:
Single Stock Circuit Breaker Update for Rights and Warrants
21 Nov 2011:
OATS Expansion / Phase-Out of OTS
15 Nov 2011:
NYSE "Done for Day" Subscription Service Update
25 Oct 2011:
NYSE and NYSE Amex Introduce New Retail Order Program
17 Oct 2011:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
14 Oct 2011:
Broker OATS MPID Requirements
12 Oct 2011:
NYSE announces new Retail Liquidity Pilot Program
10 Oct 2011:
Incident resolved: NYSE Euronext Mahwah, NJ data center
09 Oct 2011:
SERVICE ADVISORY: NYSE Euronext Mahwah, NJ data center
21 Sep 2011:
SIFMA Industry Test - October 29, 2011
21 Sep 2011:
OATS – MPID to Broker Systems
16 Sep 2011:
NYSE Amex UTP Trading Surges in September
12 Sep 2011:
Broker OATS Industry Test – September 17, 2011
08 Sep 2011:
NYSE Euronext to Commemorate 9/11 with Moment of Silence
07 Sep 2011:
NYSE Floor Broker OATS Submission
01 Sep 2011:
OATS testing – September 17, 2011
31 Aug 2011:
NYSE Amex fee changes effective September 1
31 Aug 2011:
NYSE OATS Update
28 Aug 2011:
Update: NYSE Euronext U.S. exchanges open on Monday; The Opening Bell to ring at 9:30 a.m.
22 Aug 2011:
Update: Comparison Issues From Trade Date 8/17/2011
22 Jul 2011:
Update: Change in Automatic Execution (NX) Quantity
15 Jul 2011:
New LRP value range - IPOs
30 Jun 2011:
Sending Firm MPID on the MOL
27 Jun 2011:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
27 Jun 2011:
Lock-in 3rd Party Algo Away Executions
21 Jun 2011:
2011 Russell Reconstitution
14 Jun 2011:
NYSE/NYSE Amex Close procedures for Russell Reconstitution - June 24, 2011
07 Jun 2011:
Common Customer GatewaySM(CCG) Support for Market Participant ID (MPID) for Broker OATS Reporting
01 Jun 2011:
Introduction of NYSE and NYSE Amex Trading License Price Tiers
25 May 2011:
Service Issue Update
10 May 2011:
Service Issue Update
26 Apr 2011:
Update: Short Sale Implementation
18 Apr 2011:
Service Issue Update from April 6, 2011
12 Apr 2011:
Short Sale Implementation
25 Mar 2011:
Lower Take and Route Fees for Active Clients in Nasdaq Listed Securities
24 Mar 2011:
Update: NYSE Amex Trading of NASDAQ-Listed Securities
08 Mar 2011:
Expanded Activity ID Notice
07 Mar 2011:
Short Sale Restriction Symbol List
23 Feb 2011:
Update: NYSE and NYSE Amex Sell Short Processing – New FAQs and revised test script
22 Feb 2011:
Update: Sell Short Restriction Industry Testing on 2/19/11
16 Feb 2011:
Sell Short Restriction Industry Testing on 2/19/11
16 Feb 2011:
Update: Sell Short Restriction Industry Testing on 2/12/11
11 Feb 2011:
Update: NYSE and NYSE Amex Sell Short Processing – New FAQs and revised test script
10 Feb 2011:
New Open Order Report
09 Feb 2011:
Update: NYSE and NYSE Amex Sell Short Processing
04 Feb 2011:
Update: Sell Short Restriction Industry Testing on 2/12/11
02 Feb 2011:
NYSE Inclement Weather Notice – Normal operating hours for February 2, 2011
31 Jan 2011:
Sell Short Restriction Industry Testing on 2/12/11 and 2/26/11
27 Jan 2011:
Single Stock (Volatility) Trading Pauses
27 Jan 2011:
Floor Broker Systems to Accept Orders up to 99 Million shares
27 Jan 2011:
NYSE Inclement Weather Notice – Normal operating hours for January 27, 2011
12 Jan 2011:
Update: NYSE Inclement Weather Notice
11 Jan 2011:
NYSE Inclement Weather Notice
10 Jan 2011:
NYSE & NYSE Amex Observe Moment of Silence at 11 A.M.
04 Jan 2011:
NYSE Fees Changes Effective January 3, 2011
27 Dec 2010:
Electronic Interest Accepted after 4:00 pm to Offset Extreme Imbalance at Close
27 Dec 2010:
Update: NYSE Inclement Weather Notice
27 Dec 2010:
NYSE Inclement Weather Notice
17 Dec 2010:
NYSE & NYSE Amex fee changes scheduled for January 3, 2011
29 Nov 2010:
Update on Nasdaq UTP Order Types
23 Nov 2010:
NYSE and NYSE Amex ‘Auto-Cancel on Disconnect’ Services Update
23 Nov 2010:
NYSE and NYSE Amex ‘Done for Day’ Update
23 Nov 2010:
NYSE Amex fee changes scheduled for December 1, 2010
05 Nov 2010:
New Reg SHO Implementation Date
01 Nov 2010:
Update: Sell Short Restriction Industry Testing on 10/30/10
27 Oct 2010:
Sell Short Restriction Industry Testing on 10/30/10
26 Oct 2010:
Update: - Sell Short Restriction Industry Testing on 10/23/10
22 Oct 2010:
55 Water Street CCG Decommission Notice
21 Oct 2010:
Update: CORRECTION - Sell Short Restriction Industry Testing on 10/23/10
18 Oct 2010:
Sell Short Restriction Industry Testing on 10/23/10
18 Oct 2010:
Update: New Displayed Liquidity Indicators
13 Oct 2010:
Introducing a New Binary Common Customer GatewaySM (CCG) and NYSE UTPDirect Message API
05 Oct 2010:
New Displayed Liquidity Indicators
27 Sep 2010:
NYSE and NYSE Amex - Fee Changes Effective October 1
15 Sep 2010:
FAQs for SEC Rule 201 (Short Sale) / NYSE and NYSE Amex
10 Sep 2010:
Volatility Trading Pause Activation List for 9/14/2010
10 Sep 2010:
Elimination of the NYSE/NYSE Amex Odd Lot System- Migration Schedule
09 Sep 2010:
NYSE Euronext to Commemorate 9/11 with Moment of Silence
07 Sep 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Additional Symbols for September 8th
03 Sep 2010:
Elimination of the NYSE/NYSE Amex Odd Lot System - Migration Schedule
02 Sep 2010:
NYSE to Introduce a New Optional Auto-Cancel on Disconnect Service
01 Sep 2010:
NYSE "Done for Day" Subscription Service Update
31 Aug 2010:
NYSE Amex UTP Pricing Special to Begin Tomorrow, September 1
31 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Migration Schedule
24 Aug 2010:
SIFMA Industry Test - October 23, 2010
23 Aug 2010:
Update: NYSE and NYSE Amex Migration to New Mahwah Data Center
20 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Migration Schedule
20 Aug 2010:
NYSE Amex UTP Inverted Pricing and Other Rate Changes to Begin on September 1st, 2010
13 Aug 2010:
Update: NYSE and NYSE Amex Migration to New Mahwah Data Center
12 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Migration Schedule
06 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Migration Schedule
06 Aug 2010:
Update: NYSE and NYSE Amex Migration to New Mahwah Data Center
05 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Additional Symbols
03 Aug 2010:
Technical Changes in Support of Sell Short Exempt Orders Types
02 Aug 2010:
Update: Trading in Shares - Elimination of the NYSE/NYSE Amex Odd Lot System - Additional Symbols
29 Jul 2010:
Reminder: USB PRA Re-Opening for Trading on Friday, July 30, 2010
29 Jul 2010:
NYSE and NYSE Amex Production Test Symbols
28 Jul 2010:
Update: Trading in Shares - Elimination of the NYSE and NYSE Amex Odd Lot System - Start Date July 30, 2010
27 Jul 2010:
UPDATE: USB PRA Update: Re-Opening for Trading Friday, July 30, 2010
23 Jul 2010:
USB PRA Update: Re-Opening for Trading Wednesday, July 28, 2010
23 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Additional Symbols for July 27
23 Jul 2010:
Update: Trading in Shares - Elimination of the NYSE and NYSE Amex Odd Lot System
22 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Additional Symbols for July 26
21 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Additional Symbols for July 23
21 Jul 2010:
NYSE and NYSE Amex Migration to New Mahwah Data Center
20 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Symbols for July 22
19 Jul 2010:
NYSE Euronext’s US Liquidity Center at Mahwah: Connectivity and Order Entry Testing
19 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP - Additional Symbols for July 20 and July 21
16 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Symbols for July 19
14 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP - Additional Symbols for July 15 and July 16
12 Jul 2010:
Update: NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Launch Date - July 13, 2010
09 Jul 2010:
NYSE Amex Trading of NASDAQ-Listed Securities Under UTP Launch Date - July 13, 2010
06 Jul 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Testing Reminder
30 Jun 2010:
Trading in Shares: Elimination of the NYSE and NYSE Amex Odd-Lot System
30 Jun 2010:
Trading halt in US Bancorp's Depositary Shares (NYSE: USB PRA)
24 Jun 2010:
NYSE/NYSE Amex Close procedures for Russell Reconstitution - June 25, 2010
23 Jun 2010:
Increase in Maximum Order Quantity and Automatic Execution (NX) Quantity
22 Jun 2010:
LOF/LOR Elimination
15 Jun 2010:
NYSE Amex Trading of NASDAQ-Listed Securities under UTP Launch Date - July 12, 2010
10 Jun 2010:
Volatility Trading Pause Industry Testing on 06/12/10 (Update)
10 Jun 2010:
Reminder- OCS Users: Reduction in OCS Traffic Phase 1- 06/11/10
10 Jun 2010:
Volatility Trading Pause Activation List for 06/11/10
09 Jun 2010:
Volatility Trading Pause Industry Testing on 06/12/10
26 May 2010:
Single Stock Trading Pauses
24 May 2010:
Trader Alert - Merged Order Log Format and Product Changes
13 May 2010:
Post Trade customer Connectivity Test with New Data Center - 6/12/10
12 May 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Testing Reminder
11 May 2010:
Change to Entry of d-Quotes and Pegging e-Quotes
10 May 2010:
Clearly Erroneous Execution Guidelines for 05/10/10
06 May 2010:
Industry-wide Clearly Erroneous Ruling Policy Established for 05/06/10
29 Apr 2010:
Post Trade customer connectivity test to New Data Center on 06/12/10
28 Apr 2010:
Reminder - NYSE Introduces New Displayed Liquidity Indicators
26 Apr 2010:
NYSE and NYSE Arca Fee Schedule Update effective May 3, 2010
23 Apr 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
20 Apr 2010:
Merged Order Log File Redesign - REMINDER
26 Mar 2010:
Replacement of NYSE Broker System Infrastructure: Implementation Update - PRLs
22 Mar 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Testing Reminder
10 Mar 2010:
New NYSE Displayed Liquidity Indicators
09 Mar 2010:
Super Broker System to Replace Legacy Broker System Infrastructure
05 Mar 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Update
25 Feb 2010:
Reminder Changes to Closing Auction to begin on Monday March 1, 2010
09 Feb 2010:
NYSE Inclement Weather Notice
05 Feb 2010:
Closing Auction Changes Postponed until March 1, 2010
29 Jan 2010:
NYSE Activates Sub-Penny Trading on 02/01/2010
28 Jan 2010:
Partially Executed GTC orders with Cancel/Replace
21 Jan 2010:
NYSE to Activate Sub-Penny Trading
19 Jan 2010:
Closing Offset Order Type Effective 2/22/2010
15 Jan 2010:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
11 Jan 2010:
Matching Engine Problem Resolution Procedures: NYSE and NYSE Amex Cash Markets
06 Jan 2010:
NYSE Amex Announces Change in Equities Transaction Pricing Effective Monday, January 4th
23 Dec 2009:
UPDATE: Automatic Cancelation of Partially Executed GTC orders
14 Dec 2009:
Merged Order Log Redesign
03 Dec 2009:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
20 Nov 2009:
CEE Electronic Submission Form to go live Monday, November 23, 2009
17 Nov 2009:
New CEE Review Request Submission Form Goes Live on Monday 11/23/09
16 Nov 2009:
New Closing Offset Order Type
11 Nov 2009:
Automatic Cancelation of Partially Executed/Canceled GTC Orders & Done for Day Subscription Service Update
06 Nov 2009:
NYSE to Accept & Process Sub-penny Priced Orders < $1 without rounding
04 Nov 2009:
NYSE Amex Trading of NASDAQ Symbols Under UTP - Industry Testing
02 Nov 2009:
NYSE will Trade CIT today
23 Oct 2009:
Four- and Five-Character Symbol Update
05 Oct 2009:
Third Party Algorithm Provider New Indicators
02 Oct 2009:
Clearly Erroneous Executions Rule 128 Amended
30 Sep 2009:
Amex Inverted Pricing Special
24 Sep 2009:
NYSE Euronext’s New Data Center
22 Sep 2009:
Post Trade Update for NYSE Amex Trading of NASDAQ Symbols Under UTP
18 Sep 2009:
OCS Regulatory Changes for September 25, 2009
15 Sep 2009:
Inverted Pricing Special to Start on Thursday, October 1st
09 Sep 2009:
NYSE Euronext to Commemorate 9/11 with Moment of Silence
08 Sep 2009:
NYSE Amex Trading of NASDAQ Symbols Under UTP
08 Sep 2009:
NYSE Contingency Scenarios on the Close
02 Sep 2009:
Reminder: New Account Field via CCG Live on Monday 09/14/09
28 Aug 2009:
Routing to NYSE MatchPointSM via the NYSE Common Customer Gateway
28 Aug 2009:
SIFMA Industry Test - October 24th
07 Aug 2009:
Account Field Data via CCG
31 Jul 2009:
New Odd Lot Liquidty Indicator Goes Live Monday 08/03/09
28 Jul 2009:
NYSE and NYSE Amex Fee Schedule Update effective August 1, 2009
28 Jul 2009:
Expanded Activity ID Notice
10 Jul 2009:
NYSE Brokers Systems to support order quantity up to 99,999,900 and special settlement types
29 Jun 2009:
New Done for Day Subscription Service Update
23 Jun 2009:
EX Date for Lloyds Bank Group (LYG)
23 Jun 2009:
NYSE supports orders up to 6.5 million shares
19 Jun 2009:
Order Handling at the Close Guidance
19 Jun 2009:
Russell Reconstitution - Update
18 Jun 2009:
Quarterly Expiration tomorrow, Friday, June 19, 2009
18 Jun 2009:
d-Quotes In the Closing Order Imbalance Information
11 Jun 2009:
New Database (SDBK): Implementation Update
01 Jun 2009:
NYSE to Suspend Trading in General Motors Corp (GM) and Related Securities
01 Jun 2009:
PreMarket Trading Halts in General Motors Corporation (GM) and Related Securities
18 May 2009:
New Database (SDBK): Implementation Update
01 May 2009:
Four and Five Character Symbol Trading (Update)
01 May 2009:
Four and Five Character Symbol Trading
02 Apr 2009:
NYSE Amex Equity Transaction Price Reduction
27 Mar 2009:
New Database (SDBK): Implementation Update
18 Mar 2009:
New Database (SDBK): Implementation Update
13 Mar 2009:
Decommissioning of CMS Update
11 Mar 2009:
Bear Wagner Specialist Business to Transition to Barclays Capital
11 Mar 2009:
New Database (SDBK): Implementation Update
10 Mar 2009:
New Database (SDBK): Testing Opportunities
09 Mar 2009:
Rebranding of NYSE Alternext US to NYSE Amex
06 Mar 2009:
Reminder - Enhanced MOC/LOC Handling to start on Monday March 9th
05 Mar 2009:
New Database (SDBK): Stock Migration Plan for NYSE and NYSE Alternext US Securities
26 Feb 2009:
Direct Routing to NYSE e-Broker™ Handheld
20 Feb 2009:
The NYSE Reschedules Enhanced MOC/LOC Handling for All Customers
11 Feb 2009:
Restriction of Cash, Next Day & Seller’s Option Settlement Terms for NYSE & NYSE Alternext US Securities
05 Feb 2009:
Single-Print Close for NYSE & NYSE Alternext US Launching 02/06/09
02 Feb 2009:
Decommission of SuperDot: Migration to New Database (SDBK) for NYSE and NYSE Alternext US Securities
02 Feb 2009:
Discontinuance of “Cancellation of Open Orders”
29 Jan 2009:
Sub-penny Reports for Away Market Executions: Securities Rollout List
26 Jan 2009:
NYSE Euronext and BIDS Trading Receive SEC Approval to Launch the New York Block Exchange
21 Jan 2009:
Quarterly LRP Security Group Volume Association Changes
16 Jan 2009:
NYSE Euronext New Data Centers
13 Jan 2009:
Update on Sub-penny reports for Away market executions
06 Jan 2009:
NYSE MatchPoint Initiates January Liquidity Drive on 01/07/09
19 Dec 2008:
Market-on-Close and Limit-on-Close Handling Changes Postponed
12 Dec 2008:
The NYSE Enhances MOC/LOC Handling for All Customers
10 Dec 2008:
CCG Connectivity Update
02 Dec 2008:
Four- and Five-Character Symbol Test
01 Dec 2008:
Relocation of NYSE Alternext Equity Trading Business
26 Nov 2008:
NYSE Set to Accept Sub-penny Priced Orders
21 Nov 2008:
CCG Connectivity Update
21 Nov 2008:
CMS Broadcast Messages to be provided by NYSE Trader Updates & NYSE System Status
17 Nov 2008:
NYSE/AMEX Integration - Testing Reminder Update
14 Nov 2008:
NYSE/Amex Integration - Entering Firm Mnemonic Migration
13 Nov 2008:
Elimination of "Sub-penny Trading Halt Condition" 11/17/08
13 Nov 2008:
NYSE Completes Rollout of Phase I of the Next-Generation Market Model to all its Securities
13 Nov 2008:
Transaction Fees for NYSE Alternext Effective December 1, 2008
07 Nov 2008:
NYSE Alternext FAQs
05 Nov 2008:
NYSE/AMEX Integration - Testing Reminder Update
24 Oct 2008:
NYSE Next-Generation Market Model Launching on 10/27/08
20 Oct 2008:
Contingency Trading Exercise now Scheduled for 11/15/08
20 Oct 2008:
NYSE/AMEX Integration - Testing Reminder
06 Oct 2008:
SEC Emergency Order on Short Sales & 10b-18 Time and Volume Orders
02 Oct 2008:
SEC Extends Duration of the Emergency Short Sell & 10b-18 Time and Volume Orders
01 Oct 2008:
CCG Enhancements Release 2.1
01 Oct 2008:
CMS Enhancements Release 43.90
01 Oct 2008:
NYSE Euronext (NYX) Completes Acquisition of the American Stock Exchange
30 Sep 2008:
Liquidity Replenishment Point (LRP) Price Parameters Widened
29 Sep 2008:
Reminder of Final Deadline for New CMS Session Requests
29 Sep 2008:
Washington Mutual Update
26 Sep 2008:
Consolidated Exchange Covered Short Sell List
26 Sep 2008:
Washington Mutual Update
25 Sep 2008:
Updates to list of NYSE-listed companies covered by SEC Short Sell Order
25 Sep 2008:
NYSE/AMEX Integration Update
24 Sep 2008:
Update to list of NYSE-listed companies covered by SEC Short Sell Order
23 Sep 2008:
Update to list of NYSE-listed companies covered by SEC Short Sell Order
23 Sep 2008:
09/23/08 Update to list of NYSE-listed companies covered by SEC Short Sell Order
22 Sep 2008:
09/22/08 Update to list of NYSE-listed companies covered by SEC Short Sell Order
22 Sep 2008:
Revised SEC Short Sell Order Update
22 Sep 2008:
Revised SEC Short Sell Order
19 Sep 2008:
SEC Eases 10b-18 Time and Volume Restrictions
19 Sep 2008:
SEC Ban on Short Sales
17 Sep 2008:
Lehman Update
17 Sep 2008:
Barclays & Lehman 09/17/08
16 Sep 2008:
Lehman / S&P Update
16 Sep 2008:
Lehman Brothers Update
15 Sep 2008:
Opening Trades Update
15 Sep 2008:
Opening Trades Update
15 Sep 2008:
LEH Preferreds Update
15 Sep 2008:
LEH Update
15 Sep 2008:
Update on Lehman Brothers Trading and Specialist Unit
11 Sep 2008:
Fannie Mae (FNM) and Freddie Mac (FRE) update for 09/11/08
10 Sep 2008:
The NYSE continues to list both FNM and FRE
09 Sep 2008:
NYSE/Amex Integration (NYSE Alternext U.S.): Revised Notice - NYSE system changes
09 Sep 2008:
Freddie Mac (FRE) and Fannie Mae (FNM) continue trading on the NYSE
09 Sep 2008:
Freddie Mac (FRE) and Fannie Mae (FNM) continue trading on the NYSE
08 Sep 2008:
NYSE announces Pre-Market Halt in Freddie Mac (FRE) and Fannie Mae (FNM). Halt expected to be lifted at 9:30am (EST)
29 Aug 2008:
Liquidty Replenishment Points (LRPs) Timer Pilot Update
20 Aug 2008:
Liquidity Replenishment Points (LRPs) Timer Pilot
15 Aug 2008:
NYSE/Amex Integration (NYSE Alternext U.S.) Moved Back to Support Member Firms' Transition Extension Requests
05 Aug 2008:
Decommissioning of CMS on 12/31/2008
04 Aug 2008:
NYSE Alternext U.S. (NYSE/Amex Integration) – August 23rd Industry Test
04 Aug 2008:
NYSE Alternext U.S. (NYSE/Amex Integration) – FIX Message Formatting
31 Jul 2008:
Elimination of the Exceptional Message Fee (EMF)
31 Jul 2008:
Contingency Trading Exercise now Scheduled for 10/25/08
30 Jul 2008:
SEC Naked Protection Order Extended to 08/12/08
28 Jul 2008:
NYSE Floor Brokers Get New Tools to Trade Algorithmically and Locate Deep Liquidity
18 Jul 2008:
SEC Provides Exemptive Relief with Amendment to "Naked" Short Sell Emergency Order
18 Jul 2008:
SEC Naked Protection Order Effective 07/21/08: Limited Exemptive Relief for Specialist/Market Makers Expected
17 Jul 2008:
New Market Model Update
07 Jul 2008:
Notice of upcoming NYSE system changes to support the NYSE/Amex Integration (NYSE Alternext U.S.)
01 Jul 2008:
NYSE Order Imbalances Product Goes Live
16 Jun 2008:
Russell Reconstitution – 06/27/08
13 Jun 2008:
Evolution of NYSE Market Model
08 Jun 2008:
Important update for 06/09/08 trading in UBS RT
30 May 2008:
NYSE CMS and CCG Routing Rules Reminder
29 May 2008:
Enhanced NYSE Business Continuity Plan retires Contingency Trading Floor
27 May 2008:
New Common Customer Gateway (CCG) Beginning 05/30/08
15 May 2008:
FINRA/NYSE TRF reported market data revenue rebates now 100%
08 May 2008:
"ADI" & "EXH" Selected for Delayed Opening Industry Test
05 May 2008:
DOT Reserve Pilot extended to all NYSE Listed Securities Beginning 05/09/08
01 May 2008:
Earlier CMS Availability Effective 05/05/08
21 Apr 2008:
DOT Reserve Pilot Begins 04/23/08
15 Apr 2008:
NYSE On-Line Comparison System (NYSE OCS®) Migration Effective on 04/18/08
28 Mar 2008:
DOT Reserve Order Type Information and 100-Stock Pilot List
20 Mar 2008:
Rule 15 Pre-Opening Indications Changes Effective on 03/24/08
12 Mar 2008:
Upcoming CMS Release Will Provide DBK Link ID on All Execution Reports
29 Feb 2008:
Incentive Based Floor Broker Order Pricing Launches on 03/03/08
25 Jan 2008:
New Billing Indicators Rollout Starts on 01/28/08
15 Jan 2008:
Berkshire Moves to 1 Share UOT
09 Jan 2008:
Quarterly LRP Group Volume "Bucket" Changes
21 Dec 2007:
New Pre-Opening Price Indicator live on 12/24/07
19 Dec 2007:
Taker, Provider & Blended Execution Report Billing Indicators
14 Dec 2007:
2008 Membership Pricing Bulletin
14 Dec 2007:
Elimination of "Electronic Execution" Indicator set for 12/21/07
12 Dec 2007:
Overview of Rule 48
12 Dec 2007:
NYSE Euronext Business Continuity Planning
14 Nov 2007:
Partial Round Lot Report Processing Modifications Effective as of 11/14/07
02 Nov 2007:
End of Daylight Savings Time
01 Nov 2007:
Elimination of Rule 80A Trading Collars as of 11/02/07
01 Nov 2007:
New FreeTrading in NYSE Securities at the Open Starting 11/01/07
01 Nov 2007:
Specialist Stabilization Requirements Pilot Extended
23 Oct 2007:
Amendment to NYSE Rule 18
12 Oct 2007:
Riskless Principal Trading Orders go live on 01/16/08
12 Oct 2007:
"Open on Quote" SAPI Message Rollout begins 10/12/07
24 Sep 2007:
Odd Lot Order Processing Rollout Complete 09/24/07
10 Sep 2007:
Amendment to NYSE Rule 104(e)
02 Aug 2007:
Continued Reductions in NYSE Trading Systems Latency
10 Jul 2007:
"Do Not Ship" Order Order Rollout Complete 07/10/07
06 Jul 2007:
SEC Elimination of Short Sale "Tick Test" 07/06/07
21 Jun 2007:
NVL Removed From Reg NMS Pilot
11 Jun 2007:
New Booth Trading Facility for Floor Brokers
01 Jun 2007:
NYSE's Handling of Securities Quoting in Subpennies
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