Effective Friday, November 25, 2011, trades in all Rights and Warrants issues will cease to be eligible to trigger Single Stock Circuit Breakers on the NYSE and NYSE Amex markets.

For further details, please reference the SEC filings below:

NYSE
NYSE Amex

Effective November 28, 2011, all NMS stocks will be OATS eligible.

• Member Organizations that route orders to the NYSE Broker Systems must populate their firm’s Market Participant Identifier (“MPID”) as prescribed in the Common Customer Gateway informational memo dated June 7, 2011 (linked below)
  

The subscription-based “Done for Day” service for NYSE and NYSE Amex Equities immediately returns an unsolicited “UROUT” message for all open Day orders following each individual security’s closing trade. For securities that do not have a closing transaction, an unsolicited “UROUT” message is returned at the designated 5:15 p.m. ET cutoff time. In response to customer requests, beginning Monday, November 21, 2011, the NYSE will move the “Done for Day” cutoff time earlier to 4:45 p.m.

For any questions or to subscribe to the “Done for Day” service, please contact
• your Relationship manager
• Firm Testing at (888) 689-7739 Option 2
• Email: firmtesting@nyx.com.