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NYSE Trader

October 2011 Archives

NYSE and NYSE Amex Introduce New Retail Order Program

25 Oct 2011

The NYSE and NYSE Amex are pleased to introduce a first-of-its-kind Retail Liquidity Program, on a pilot basis pending SEC approval, that would produce cost savings for individual investors through price improvement on retail order flow.

Retail Orders (RO) – This program will offer a new pool of price improvement liquidity to Retail Member Organizations (RMOs) who will be eligible to submit certain retail order flow, generally defined as unmodified agency orders that originate from a natural person, to the Exchange as a Retail Order (RO).

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Category: Operations

Update: NYSE Amex Trading of NASDAQ-Listed Securities

17 Oct 2011

The NYSE Amex is currently trading 322 NASDAQ-listed securities under Unlisted Trading Privileges (UTP). Please see the below link for a complete list of the symbols and their trading floor locations, as of October 17, 2011.

NASDAQ-listed UTP Symbols

Category: Securities

Broker OATS MPID Requirements

14 Oct 2011

Effective October 17, 2011, the NYSE and NYSE Amex will require Member Organizations that route orders (and cancel/replacement requests) to the NYSE Broker Systems to populate their firm’s Market Participant Identifier (“MPID”) as prescribed in the Common Customer Gateway informational memo dated June 7, 2011, subject “CCG Support for Market Participant ID (MPID) for Broker OATS Reporting”. In addition, when entering orders manually into the Broker Booth Support System, Floor brokers must include the sending firm’s MPID.

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Category: Technical

NYSE announces new Retail Liquidity Pilot Program

12 Oct 2011

NYSE announces new Retail Liquidity Pilot Program filed with the SEC.

Press Release

Category:

Incident resolved: NYSE Euronext Mahwah, NJ data center

10 Oct 2011

Following an isolated fire at the Mahwah, NJ data center on Sunday, October 9, NYSE Euronext confirms all customer communications services have been restored and trading systems are operating normally. The New York Stock Exchange and NYSE Amex will operate on a normal trading schedule today, Monday, October 10, 2011.

Customers with questions about yesterday’s incident may contact the NYSE Technologies Service Desk:

Email:
service.desk@nyx.com

Phone:
1-866-873-7422 Option 3

Category: Connectivity

SERVICE ADVISORY: NYSE Euronext Mahwah, NJ data center

09 Oct 2011

NYSE Euronext experienced an isolated electrical fire within the Mahwah, NJ data center’s South MPOE (Multiple Point of Entry) room. This MPOE supports connectivity for 58 customers to Manhattan sites located at 32 Avenue of the Americas and 111 8th Avenue. Affected customers have been contacted and service recovery is proceeding. The fire was contained to a single cabinet and resulted in no injuries.

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Category: Connectivity


Categories

Connectivity (33 entries)

NYSE Amex (47 entries)

Operations (177 entries)

Product News (56 entries)

Securities (48 entries)

Technical (6 entries)

Traders (19 entries)

Trading Floor (7 entries)