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NYSE Trader

August 2011 Archives

NYSE Amex fee changes effective September 1

31 Aug 2011

Effective September 1, 2011, pending SEC filing, NYSE Amex is making the following pricing changes to its equities trading schedule for Nasdaq-Listed (Tape C) securities priced at or above $1:

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Category: NYSE Amex

NYSE OATS Update

31 Aug 2011

Common Customer GatewaySM (CCG) support to return an order originator’s “SenderCompID” information on Drop Copies.

This notice updates the Trader Alert distributed on June 7th, 2011 announcing the NYSE’s ability to accept a Sender’s MPID information on all order and cancel with replacement messages destined to the NYSE Broker Systems. Based upon customer feedback, the NYSE will make the following additional change to Order Drop Copy messages commencing on or before October 3rd, 2011.

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Category: Technical

Update: NYSE Euronext U.S. exchanges open on Monday; The Opening Bell to ring at 9:30 a.m.

28 Aug 2011

NYSE Euronext has determined that its U.S.-based exchanges will be open for business as usual on Monday morning, August 29, 2011, following the passage of Hurricane Irene beyond the New York City metropolitan area. These exchanges are the New York Stock Exchange, NYSE Arca, NYSE Amex, NYSE Arca Options, NYSE Amex Options, and NYSE Liffe U.S.

This decision follows a detailed review with New York City and other officials of the operational readiness of metro-area safety, power, water, and transportation systems, in addition to a readiness assessment of our own trading and data center facilities, along with consultation with staff members, trading professionals, other exchanges, and regulators.

The Opening Bell℠ will ring on the Trading Floor of the New York Stock Exchange at 9:30 a.m. ET on Monday morning.

This message will be posted again on Monday morning.

Category: Operations

Update: Comparison Issues From Trade Date 8/17/2011

22 Aug 2011

The NYSE encountered a limited problem with sending some comparison data to the clearing corporation from Trade Date August 17, 2011 resulting in some comparison sides being duplicated and some trades missing from comparison. The NYSE believes it has identified the missing and duplicated trades and have either sent trades or will be sending trades to DTCC to address this issue today.

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Connectivity (31 entries)

NYSE Amex (47 entries)

Operations (173 entries)

Product News (56 entries)

Securities (48 entries)

Technical (5 entries)

Traders (19 entries)

Trading Floor (7 entries)