In support of future OATS compliance, the Merged Order Log Output is being enhanced to provide the order Sending Firm’s Market Participant Identification (MPID) when submitted to the NYSE Broker Systems. This change is targeted for implementation in the October time frame in compliance with the new OATS dates. The attached links provide details on how the MPID will be added on Orders sent through CCG and how the information will be displayed on the Merged Order Log.

Post Trade Notice

Revised SAH MRO IRS

The NYSE Amex is currently trading 320 NASDAQ-listed securities under Unlisted Trading Privileges (UTP). Please see the below link for a complete list of the symbols and their trading floor locations, as of June 27, 2011.

NASDAQ-listed UTP Symbols

Effective with trade date July 1, 2011, reports received from a Third Party Algorithm (“Algo”) provider for executions received from a trading venue other than the NYSE or NYSE Amex will be migrated to the locked-in comparison stream. The report will contain the broker’s clearing firm and contra clearing firm associated with the Algo provider. The comparison will no longer be viewable on the On-Line Comparison System Screens (OCS). Broker Clearing Firms will no longer be charged OCS fees for these transactions.

Post Trade 175 - Information Memo

NYSE and NYSE Amex information related to the Russell Reconstitution on June 24, 2011 is outlined in the links below. Updates include communication and contingency scenarios, the NYSE Regulation Information Memo, and an FAQ.

Russell Contingency Memo

NYSE Regulation Information Memo - RUSSELL RECONSTITUTION- JUNE 24, 2011

MEB: TRADING NEAR OR ON THE CLOSE - FREQUENTLY ASKED QUESTIONS

NYSE procedures for the Close of trading on June 24, 2011, for the Russell Reconstitution, including communication protocols and contingency scenarios, are available in the following link.

Russell Contingency Memo

Commencing on or about October 3rd 2011, FINRA is implementing OATS℠ submission for all NMS securities. The NYSE Broker Systems will become an OATS reporting system to FINRA to comply with this new requirement. Accordingly, orders routed to NYSE Broker Systems (NYSE Broker Booth Support System® and the NYSE eBroker™ handheld) will be required to include the sender’s MPID on all order and cancel/replacement messages. Customers who route directly to the NYSE matching engine are not affected by this change.

Effective June 1, 2011 the NYSE and NYSE Amex will introduce a new tier pricing structure for Member Firm Organizations Trading Licenses.