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NYSE Trader

Short Sale Restriction Symbol List

07 Mar 2011

Beginning today, March 7, 2011, NYSE/NYSE Amex will post a list of symbols for which the Short Sale Restriction was triggered during the trading day. The list, which will be posted overnight, will be available in Txt, Excel and XML format. Historical data will be made available as a Market Data product at nyxdata.com.

FTP location:
  • Folder - ftp://ftp.nyxdata.com/SSRCircuitBreakers/
  • Txt file - ftp://ftp.nyxdata.com/SSRCircuitBreakers/SSR_CircuitBreaker_list.txt
  • Excel file - ftp://ftp.nyxdata.com/SSRCircuitBreakers/SSR_CircuitBreaker_list.xls
  • XML file - ftp://ftp.nyxdata.com/SSRCircuitBreakers/SSR_CircuitBreaker_list.xml

  • Symbol This field contains the NYSE/NYSE Amex symbol
    Security Name This field contains the corporate name for the NYSE/NYSE Amex symbol
    Market This field contains the market where the security is trading
      ‘N’ – NYSE
      ‘A’ – NYSE Amex
    SSR State This field contains the short sale restriction status for the security: The following are Short Sale Restriction Codes:
      ‘A’ – Short Sale Restriction Activated (Day 1)
      ‘C’ – Short Sale Restriction Continued (Day 2)
      ‘D’ - Short Sale Restriction Deactivated
    Trigger Date This field indicates the date that a short sale restriction was triggered
    Trigger Time This field indicates the time that a short sale restriction was triggered
    Please contact the Service Desk at 866-873-7422, or W. Ariel Rastatter, NYSE Data Products, at 212-510-3602 or wrastatter@nyx.com with any questions.

    Category: Operations


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