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NYSE Trader

Order Handling at the Close Guidance

19 Jun 2009

Members and member organizations should be aware that certain orders and order-entry practices can improperly dislocate the market in a security, raising regulatory concerns.
The below Regulatory Information Memo provides guidance to NYSE and NYSE Amex members and member organizations of their responsibilities when handling orders at or near the close.


NYSE Regulation Information Memo

Category: Operations, Traders


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