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Update to list of NYSE-listed companies covered by SEC Short Sell Order

24 Sep 2008

Effective Thursday, September 25, 2008, the NYSE-listed issuers found below have been added to the list of financial firms that meet the SEC's revised criteria to the Order prohibiting short selling. An updated list of all NYSE-listed issuers covered under the Order is available here. For more information on the SEC Order, go to http://www.sec.gov/news/press/2008/2008-218.htm.


5:04pm 09/24/2008
NYSE Trader Update
Effective Thursday, September 25, 2008, the NYSE-listed issuers found below have been added to the list of financial firms that meet the SEC's revised criteria to the
Order prohibiting short selling. A full updated list of NYSE-listed covered securities is available at http://www.nyse.com/attachment/NYSE SS ORDERUPDATED.xls For more information on the SEC Order, go to http://www.sec.gov/news/press/2008/2008-218.htm.

The SEC has delegated to each national securities exchange the authority to identify additional listed companies that qualify for inclusion in the list of companies covered by the revised prohibition. The additional companies must be in one of the following categories:
Banks, as defined in 15 U.S.C. 78c(a)(6),
Savings associations, as defined in 15 U.S.C. 78c(a)(46),
Registered brokers or dealers, as defined in 15 U.S.C. 78c(a)(48), Insurance companies, as defined in 15 U.S.C. 80a-2(a)(17), Banks, savings associations, brokers, dealers and insurance companies that are similar to those covered by the foregoing statutory definitions but which are regulated by a foreign (rather than U.S.)
regulatory authority, US and foreign investment advisors, both registered and unregistered, Companies that control or have majority ownership of companies that meet one of the above criteria.
This list is subject to amendment, and we will notify you of any changes in subsequent notices.

List of additions for 09/25/08
FUR WINTHROP REALTY TRUST
LPS LENDER PROCESSING SERVICES, INC.
CVS CVS CAREMARK CORPORATION
UDR UDR INC.
SLG SL GREEN REALTY CORP.
KRG KITE REALTY GROUP TRUST
WSH WILLIS GROUP HOLDINGS LIMITED
ATN ATLAS ENERGY RESOURCES, LLC
MVC MVC CAPITAL, INC

Note that there are no deletions to the list for 09/25/09

Category: Securities


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